Risk and Compliance

Risk and Compliance

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  1. View details Butterworths Hong Kong Banking Law Handbook - Sixth Edition
    Publication Date: April 2023
    Book (Soft cover)eBook

    Authors: Kevin Lee, Joshua Baker

    Butterworths Hong Kong Banking Law Handbook - Sixth Edition includes new material, cases, and commentary on various sections of Cap.155. Some of the key updates include:

    • The SFC's updated Fit and Proper Guidelines for persons applying for licences and registrations under the Securities and Futures Ordinance (Cap.571)
    • Delayed prosecution and abuse of process

    The Code of Banking Practice

    Starting at HK$ 2,600.00

  2. View details Forensic Accountancy - Third Edition
    Publication Date: September 2021
    Book (Soft cover)

    Author: Benny KB Kwok

    Forensic Accountancy (Third Edition) provides an overview to the key principles and best practices of forensic accountancy. Well-suited for both legal practitioners and corporate professionals, introductions to basics, elaborations of complicated concepts, updates to current standards, and illustrative diagrams and cases have been included. 

    HK$ 1,000.00
  3. View details Bribery and Corruption Law in Hong Kong - Fourth Edition
    Publication Date: December 2019
    Book (Hardback)

    Authors: Ian McWalters SC, Andrew Bruce SC

    Bribery and Corruption is a detailed and expansive guide to bribery and corruption law in Hong Kong. The jurisprudence relating to the common law offence of misconduct in public office continues to grow as the offence is more frequently employed by prosecutors against abuses of their office by public officials. Recent case law which helps to define the parameters of the offence is discussed. In order to make the book a more practical tool for legal professionals, the Prevention of Bribery Ordinance (Cap 201) and the Independent Commission Against Corruption Ordinance (Cap 204) are included.

    Sample Chapter | Table of Contents

    HK$ 2,400.00
  4. View details The Hong Kong Corporate Insolvency Manual - Fourth Edition
    Publication Date: April 2018
    Book (Soft cover)

    Author: Charles Booth, ELG Tyler, Ludwig Ng, Terry Kan

    The leading resource for legal and accounting professionals practicing corporate insolvency.

    Sample Chapter | Table of Contents

    HK$ 1,500.00
  5. View details Corporate Governance and Compliance in Hong Kong - Second Ed...
    Publication Date: January 2015
    Book (Hardback)

    Author(s): Gordon Jones

    Corporate Governance and Compliance in Hong Kong, provides an excellent foundation for the reader to explore and form their views on the important aspects of corporate governance and compliance.

    HK$ 2,200.00
  6. View details SFC Investigations and Enforcement Proceedings
    Book (Soft cover)

    Author: Nathan Dentice

    This title is the first of its kind to provide comprehensive guidance on how to prepare and respond to investigations and enforcement proceedings undertaken by the Securities and Futures Commission (SFC) in Hong Kong, including answers to the questions which commonly arise in the conduct of any such matter.

    HK$ 1,500.00