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Important notice regarding edition numbering: We have moved to a single-year format on most Annual publications, aligned with the year of publication. This change is intended to standardize edition naming. Content remains fully updated for 2026.
2 results found for
Books by Christopher C. Nicholls
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![Duties of Securities Brokers in Canada]()
View detailsDuties of Securities Brokers in Canada
ISBN: 9780433490616Publication Date: February 05, 2021With a focus on the duties of Canadian stockbrokers to their clients as set out in securities legislation and regulations, the rules of self-regulatory organizations and judicial and administrative decisions, this new publication is destined to become a must-read resource.$ 280.00 -
![Financial Institutions - The Regulatory Framework]()
View detailsFinancial Institutions - The Regulatory Framework
ISBN: 9780433451433Publication Date: October 31, 2008This book provides a complete overview of how Canadian financial systems are structured and regulated. The author has written a concise, easy-to-understand introduction to the concepts, issues and objectives underlying the federal regulation of our financial institutions.$ 430.00
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