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Securities Practice Guide

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Print Book :1 volume, hardbound, updated annually
2017 Edition
ISBN: 9781522136958
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$222.00
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eBook :epub
2017 Edition
ISBN: 9781522114390
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$222.00
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eBook :mobi
2017 Edition
ISBN: 9781522114390
In Stock
Price
$222.00
QTY
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Securities Practice Guide dissects important securities tasks, providing you a step-by-step outline with an analytical overview, checklists, expert practice tips, cross-references to complementary analytical products and Lexis Advance® search tips for deep-dive research into your issue. This step-by-step guide to securities transactions is written by attorneys at K&L Gates. They share their knowledge, practice tips and deep understanding of securities ins-and-outs in this task based practice guide which also provides coverage of the Dodd Frank Act and the 2012 JOBS Act.

The eBook versions of this title feature links to Lexis Advance for further legal research options.

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Table of Contents

Chapter 1 Overview of Federal and State Securities Legislation 
Chapter 2 Overview of Securities Offering Regulation under the Securities Act of 1933
Chapter 3 Exemptions from 1933 Act Registration, Exempt Securities and Exempt Transactions
Chapter 4 Becoming a Public Reporting Company Through the Initial Offering Process (IPO)
Chapter 5 Public Offerings by Public Companies
Chapter 6 Exchange Offers
Chapter 7 Specialized Offerings
Chapter 8 Reporting Requirements for Publicly Held Companies Under the Securities Exchange Act of 1934
Chapter 9 Navigating the Proxy Rules
Chapter 10 Tender Offers
Chapter 11 Disclosure Requirements for, and Trading Restrictions on, Insiders and Significant Shareholders of Public Companies
Chapter 12 Civil Liabilities