Securities Practice Guide

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Print Book :1 volume, hardbound, updated annually
2017 Edition
ISBN: 9781522136958
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$211.00
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eBook :epub
2017 Edition
ISBN: 9781522114390
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$211.00
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eBook :mobi
2017 Edition
ISBN: 9781522114390
In Stock
Price
$211.00
QTY
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Securities Practice Guide dissects important securities tasks, providing you a step-by-step outline with an analytical overview, checklists, expert practice tips, cross-references to complementary analytical products, lexis.com® and Lexis Advance® search tips for deep-dive research into your issue. This step-by-step guide to securities transactions is written by attorneys at K&L Gates. They share their knowledge, practice tips and deep understanding of securities ins-and-outs in this task based practice guide which also provides coverage of the Dodd Frank Act and the 2012 JOBS Act.

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Table of Contents

Chapter 1 Overview of Federal and State Securities Legislation 
Chapter 2 Overview of Securities Offering Regulation under the Securities Act of 1933
Chapter 3 Exemptions from 1933 Act Registration, Exempt Securities and Exempt Transactions
Chapter 4 Becoming a Public Reporting Company Through the Initial Offering Process (IPO)
Chapter 5 Public Offerings by Public Companies
Chapter 6 Exchange Offers
Chapter 7 Specialized Offerings
Chapter 8 Reporting Requirements for Publicly Held Companies Under the Securities Exchange Act of 1934
Chapter 9 Navigating the Proxy Rules
Chapter 10 Tender Offers
Chapter 11 Disclosure Requirements for, and Trading Restrictions on, Insiders and Significant Shareholders of Public Companies
Chapter 12 Civil Liabilities