Federal Securities Act of 1933
Select a format
Select subscription type
Terms & conditions
Subscribers receive the product(s) listed on the Order Form and any Updates made available during the annual subscription period. Shipping and handling fees are not included in the annual price.
Subscribers are advised of the number of Updates that were made to the particular publication the prior year. The number of Updates may vary due to developments in the law and other publishing issues, but subscribers may use this as a rough estimate of future shipments. Subscribers may call Customer Support at 800-833-9844 for additional information.
Subscribers may cancel this subscription by: calling Customer Support at 800-833-9844; emailing email@example.com; or returning the invoice marked "CANCEL".
If subscribers cancel within 30 days after the product is ordered or received and return the product at their expense, then they will receive a full credit of the price for the annual subscription.
If subscribers cancel between 31 and 60 days after the invoice date and return the product at their expense, then they will receive a 5/6th credit of the price for the annual subscription. No credit will be given for cancellations more than 60 days after the invoice date. To receive any credit, subscriber must return all product(s) shipped during the year at their expense within the applicable cancellation period listed above.
The total price includes the product(s) listed in the Order Form and any Updates for a limited period (minimum period of 30 days) after the order is placed ("Order Window"). Shipping and handling fees are not included in the grand total price.
All shipments may be returned, at subscribers' expense, for full credit of the Price within 30 days of receipt.
Shipments may not be returned, and no credits will be issued, more than 30 days after receipt.
After the Order Window, subscribers will receive notice of Updates along with the then-current grand total price and order process as Updates become available. Subscribers will only be shipped those Updates they specifically request.
Contains full coverage of the Securities Act of 1933:
• The organization of the SEC
• Definition of "security" and "sale"
• Exempted securities and transactions, small issue exemptions, restricted and control securities
• The registration process, registration forms, registration of investment company securities, the Trust Indenture Act of 1939
• Civil liabilities, SEC and criminal enforcement
This set is an ideal companion to a related treatise the Federal Securities Exchange Act of 1934 (2 volumes), and our Securities Primary Law Sourcebook (5 volumes), which contains essential primary source related to both the Securities Act of 1933 and the Securities Exchange Act of 1934, materials under the Securities Investor Protection Act and the Trust Indenture Act, SEC and NASD Rules, and selected recent SEC releases.
First published in 1965.
2 Volumes; loose-leaf; updated with revisions.
View Chapter ExcerptFeatured Federal Securities Law Publications
eBooks, CDs, downloadable content, and software purchases are noncancelable, nonrefundable and nonreturnable. Click here for more information about LexisNexis eBooks. The eBook versions of this title may feature links to Lexis+® for further legal research options. A valid subscription to Lexis+® is required to access this content.
Table of contents
Chapter 1 Introduction to the Securities Act of 1933 and to the Securities and Exchange Commission
Chapter 2 Applicability of the Act: “Security” and “Sale”
Chapter 3 Exempted Securities under Section 3 of the Securities Act
Chapter 4 Exempt Transactions under Section 4 of the Securities Act
Chapter 5 Limited Offering Exemptions under Sections 3(b) and 3(c) of the Securities Act
Chapter 6 Restricted and Control Securities under the Federal Securities Laws
Chapter 7 Registration Forms
Chapter 7A The Registration Process
Chapter 7B Registration Of Investment Companies and Their Securities
Chapter 8 The Trust Indenture Act of 1939
Chapter 9 Civil Liabilities under the Securities Act
Chapter 10 SEC Enforcement Practice
Chapter 11 Criminal Enforcement of the Securities Act of 1933