SFC Investigations and Enforcement Proceedings

Author: Nathan Dentice

This title is the first of its kind to provide comprehensive guidance on how to prepare and respond to investigations and enforcement proceedings undertaken by the Securities and Futures Commission (SFC) in Hong Kong, including answers to the questions which commonly arise in the conduct of any such matter.

Publication Date: October 2019

Publisher: LexisNexis

Product Format Details Qty
Book (Soft cover)
HK$ 1,500.00
In Stock ISBN: 9789888600205

This text is split into five key sections to enhance usability and assist readers to interact with the content most efficiently and effectively.
Part 1 - Introduction
Part 2 - Common Issues
Part 3 - Investigations
Part 4 - Enforcement Proceedings
Part 5 - Key Offence Provisions

Competition Ordinance (Cap 619)

Competition (Application of Provisions) Regulation (Cap 619A)

Competition (Disapplication of Provisions) Regulation (Cap 619B)

Competition (Turnover) Regulation (Cap 619C)

Competition Tribunal Rules (Cap 619D)

Competition Tribunal Fees Rules (Cap 619E)

Competition Tribunal Suitors’ Funds Rules (Cap 619F)

Competition (Fees) Regulation (Cap 619G)

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