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Books by Priscilla Au-Young

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  1. SFC Investigations and Enforcement Proceedings - Second Edition
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    SFC Investigations and Enforcement Proceedings - Second Edition

    Publication Date: March 2026
    Book (Soft cover)

    Authors: Nathan Dentice, Priscilla Au-Young

    This title is the first of its kind to provide comprehensive guidance on how to prepare and respond to investigations and enforcement proceedings undertaken by the Securities and Futures Commission (SFC) in Hong Kong, including answers to the questions which commonly arise in the conduct of any such matter.

    Since the first edition was published six years ago, Hong Kong’s securities regulatory framework has undergone significant development, with numerous decisions from the courts, the Securities and Futures Appeals Tribunal and the Market Misconduct Tribunal. This second edition offers updated guidance on preparing for and responding to SFC investigations and enforcement proceedings in light of these new developments. 

    For the eBook version, please visit Lexis Flip™ here.

     
    HK$ 2,000.00
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