Lexis Nexis Insider Trading
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Product description
Features
• Provides clear and concise information on insider trading liability
• Written by two experts in the field, who provide practitioners with compliance strategies, sample policies and procedures, and effective defenses against government and private actions
• Is a comprehensive, up-to-date resource for specific aspects of government enforcement in a single volume
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Table of contents
Chapter 1 Introduction
Chapter 2 Impact on Society, the Issuer, and the Insider Trader"s Employer
Chapter 3 The Harm to Individual Investors from a Specific Insider Trade
Chapter 4 Some Basic Elements of Insider Trading Liability Under Section 10(b) and Rule 10b-5
Chapter 5 Those Who Violate Section 10(b) and Rule 10b-5 by Insider Trading or Tipping
Chapter 6 The Rule 10b-5 Private Plaintiffs Who Can Sue a Stock Market Insider Trader for Damages
Chapter 7 Government Enforcement
Chapter 8 The ALI"s Federal Securities Code
Chapter 9 Rule 14e-3: Insider Trading or Tipping in the Tender Offer Context
Chapter 10 Section 17(a) of the Securities Act of 1933
Chapter 11 The Federal Mail and Wire Fraud Statutes
Chapter 12 Black-Out Periods
Chapter 13 Compliance Programs
Chapter 14 "Insider Trading" Under Section 16
Chapter 15 State Common Law and State Law Claim by Issuer
