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The Practice Guide to PIPEs
The Practice Guide to PIPEs offers the practical solutions to the usual issues negotiated in a PIPE deal and focuses on important points of the deal with relevant forms and examples. Covers both company and investor viewpoints for necessary clarity.
Publisher: LexisNexis
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The Practice Guide to PIPEs is a one volume treatise focusing on the main issues that repeatedly arise in PIPE deals and offers practical alternatives and solutions so you can move past any impasse and meet your client's deal to close the financing. Expert authors examine the deal from inception through closing and beyond, tackling all of the key points and providing helpful forms. Expert authors examine the view from both the company and investor viewpoint thus giving the practitioner necessary clarity on all issues.
Table of Contents
Chapter 1: Overview
Chapter 2: Why Do a PIPE?
Chapter 3: Early Stages of a PIPE Transaction
Chapter 4: Negotiation of Principal Deal Documents
Chapter 5: Equity Lines of Credit
Chapter 6: Post-Closing Issues
Chapter 7: Securities Laws Issues
Chapter 8: Latest Trends and Developments
Chapter 9: Checklist of Critical Issues to Consider When Beginning the PIPE Process
Appendices:
Appendix A Form of Non-Disclosure Agreement
Appendix B Form of Term Sheet
Appendix C Form of Securities Purchase Agreement
Appendix D Form of Requested Opinions from Issuer’s Counsel
Appendix E Form of Fact Certificate to Issuer’s Counsel’s Opinion
Appendix F Sample Registration Rights Agreement
Appendix G Form of Certificate of Designation
Appendix H Form of Convertible Debenture
Appendix I Form of Warrant
Appendix J Form of Officer’s Certificate
Appendix K Form of Secretary’s Certificate
Appendix L Sample Purchase Agreement for Equity Line Facility with Exhibits
Appendix M Sample Equity Line Registration Statement Inserts
Appendix N Sample Equity Line Term Sheet
Index
