Practice Under the California Securities Laws
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Practice Under the California Securities Laws, first published in 1977, provides detailed coverage of all aspects of the California Securities laws, includes full text of all California laws, regulations, and releases. Thorough coverage and insightful analysis of practice in this complex area cover the following key topics:
• Expediting matters pending before the Department of Corporations
• Qualification and exemption of securities and securities transactions under the Corporate Securities Law
• Regulations governing real estate syndicates
• Registration requirements under the Franchise Investment Law
• Text of the Corporate Securities Law of 1968
• Text of the Franchise Investment Law
• Text of the Regulations and Releases of the Commissioner of Corporations
• Digests of opinions of the Department of Corporations under the Corporate Securities and Franchise Investment Law
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Table of contents
Volume 1 Table of Contents
A COMPLETE SYNOPSIS FOR EACH CHAPTER APPEARS AT THE BEGINNING OF THE CHAPTER
CHAPTER 1 HISTORY OF CALIFORNIA CORPORATE SECURITIES LAW
CHAPTER 2 ORGANIZATION AND ADMINISTRATION OF THE
DEPARTMENT OF CORPORATIONS
CHAPTER 3 OFFERS AND NEGOTIATIONS
CHAPTER 3A FEDERAL PREEMPTION OF STATE SECURITIES
CHAPTER 4 GENERAL EXEMPTIONS FROM QUALIFICATION
CHAPTER 5 PROBLEMS RELATING TO SPECIAL TYPES OF ISSUERS
CHAPTER 6 PROCEDURE FOR QUALIFICATION OF ISSUER
CHAPTER 7 RECAPITALIZATIONS AND REORGANIZATIONS
CHAPTER 8 STANDARDS FOR THE EXERCISE OF THE
CHAPTER 9 CONDITIONS OF QUALIFICATION
CHAPTER 10 NONISSUER TRANSACTION
CHAPTER 11 TRANSFER OF SECURITIES SUBJECT TO LEGEND OR
CHAPTER 12 ADVERTISING SECURITIES
CHAPTER 13 REGULATION OF AGENTS, BROKER-DEALERS, AND
CHAPTER 14 CIVIL LIABILITIES
CHAPTER 15-30 [RESERVED]
CHAPTER 31 REGULATION OF REAL ESTATE SYNDICATES BY THE
CHAPTER 32-39 [RESERVED]
CHAPTER 40 REGISTRATION OF FRANCHISES UNDER THE CALIFORNIA
FRANCHISE INVESTMENT LAW
Volume 2 Table of Contents
APPENDIX A-I THE CALIFORNIA CORPORATE SECURITIES LAW OF 1968 AND
RULES THEREUNDER, ANNOTATED
Part 1 Definitions
Part 2 Qualification of the Sale of Securities
Part 3 Regulation of Agents, Broker-Dealers and Investment Advisers
Part 4 Advertising Securities
Part 5 Fraudulent and Prohibited Practices
Part 6 Enforcement
Part 7 Administration
Part 8 General Provisions
Volume 3 Table of Contents
CORPORATE SECURITIES MATERIALS
APPENDIX A-2 DEPARTMENT OF CORPORATIONS GENERAL RELEASES
APPENDIX A-3 SELECTED SAMPLE COMPLETED FORMS UNDER
CORPORATE SECURITIES LAW
APPENDIX A-4 DEPARTMENT OF CORPORATIONS RELEASES UNDER THE
CORPORATE SECURITIES LAW OF 1968
APPENDIX B-1 BROKER-DEALER APPLICATION FORMS
FRANCHISE INVESTMENT MATERIALS
APPENDIX C-1 FRANCHISE INVESTMENT LAW AND RULES AND FORMS
APPENDIX C-2 DEPARTMENT OF CORPORATIONS" 'GUIDELINES FOR
APPENDIX C-3 California Franchise Relations Act
APPENDIX C-4 DEPARTMENT OF CORPORATIONS RELEASES UNDER THE
FRANCHISE INVESTMENT LAW
TABLE OF CASES
TABLE OF STATUTES