Ohio Annotated Securities Law Handbook
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The undisputed authoritative source on Ohio's blue sky laws, Ohio Securities Law and Practice Handbook combines the formal requirements and more informal aspects of Ohio securities practice, explaining all aspects of Ohio blue sky practice, from routine registration, exemption, and liability questions to more complex issues involving Ohio's merit requirements. Supplemented annually, it also covers specialized topics, such as Ohio broker-dealer licensing, tender offers, and enforcement issues.
Containing materials previously difficult or impossible to obtain, this set provides the full text and discussion of substantial primary source material, including:
• Relevant Ohio statutes and rules
• Ohio Division of Securities Statements of Policy
• Selected federal laws and regulations
• Complete official forms
• NASAA guidelines and interpretations
The handbook volume is a complete source for all relevant Ohio and federal statutes and rules important to the practice of Ohio securities law including selections from Page's Ohio Revised Code Annotated, Legislative Service Commission Bill analyses, Ohio Division of Securities regulations, Ohio Department of Insurance regulations and federal securities laws and regulations.
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Table of contents
PAGE'S OHIO REVISED CODE
CHAPTER 1701/GENERAL CORPORATION LAW
CHAPTER 1704/TRANSACTIONS INVOLVING INTERESTED SHAREHOLDERS
CHAPTER 2901/GENERAL PROVISIONS
CHAPTER 3901/SUPERINTENDENT OF INSURANCE
CHAPTER 3916/VIATICAL SETTLEMENTS MODEL ACT
OHIO ADMINISTRATIVE CODE
CHAPTER 1301:6-1/-GENERAL PROVISIONS
CHAPTER 1301:6-3/REGISTRATION OF SECURITIES; LICENSING
CHAPTER 3901-1/GENERAL PROVISIONS
CHAPTER 3901-2/PROXIES, CONSENTS, AND AUTHORIZATIONS
UNITED STATES CODE
TITLE 15/COMMERCE AND TRADE
CODE OF FEDERAL REGULATIONS
TITLE 17/COMMODITY AND SECURITIES EXCHANGES
INDEX TO OHIO SECURITIES LAW AND PRACTICE