Bank Policies, Procedures, and Internal Audit Set - LexisNexis Folio
Bank Policies, Procedures, and Internal Audit Set – LexisNexis Folio is a downloadable version of two publications — Bank Policies and Procedures: A Working Guide to Regulatory Compliance and Bank Internal Audit: A Working Guide to Regulatory Compliance.
Bank Policies and Procedures: A Working Guide to Regulatory Compliance provides a blueprint for developing and implementing the policies and procedures mandated by the regulators. Sample policies and procedures for every key area of the bank help save hours of time and ensure that your bank has effective, proven policies and procedures that have been implemented by banks just like yours.
Management and the board of directors spend a lot of time and effort to develop and implement policies and procedures to keep your bank out of trouble and maintain profitability. But if those policies and procedures aren't enforced, you've wasted your time, and the bank could be at risk. That's why the regulators are demanding internal organizational audits, and why we give you the guidelines for an audit process that works
Bank Internal Audit: A Working Guide to Regulatory Compliance shows you how to make sure your policies and procedures are being followed. Plus, you get sample checklists, examples of documentation, and clear guidelines you can use for your own internal audit of your operation. Periodic updates keep your audit function current with the latest compliance issues, so you can help get your bank in line and make sure it stays that way, easily and effectively.