Annotated Alberta Securities Legislation, 2026/2027 Edition (2 Volumes)

Annotated Alberta Securities Legislation provides you with the most accurate and current information on the Alberta securities regulatory scheme, including:

• Full text of the Alberta Securities Act and Regulation
• Alberta Securities Commission (ASC) Rules, Forms, Policies, and Notices
• National Instruments and Policy Statements
• Canadian Securities Administrators (CSA) Notices

The 2026/2027 Edition of Annotated Alberta Securities Legislation provides essential information for practitioners dealing with securities laws in Alberta, featuring:

• Extensive case annotations throughout the Alberta Securities Act, prepared by securities law expert L. Daniel Wilson
• Cross-references to related provisions and relevant regulatory instruments to help you conduct accurate research
• Tables of Concordance to help you quickly compare requirements in different jurisdictions
• A Case Table and Topical Index to help you find relevant references quickly and easily

What’s New in the 2026/2027 Edition

• Amendments to Multilateral Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy 25-102CP Designated Benchmarks and Benchmark Administrators, in force May 5, 2026
• Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, in force January 1, 2026
• New Joint CSA/CIRO Staff Notice 31-368 Client Focused Reforms: Review of Registrants’ Know Your Client, Know Your Product and Suitability Determination Practices and Additional Guidance, issued December 10, 2025
• New Joint CSA/CIRO Staff Notice 31-369 Guidance on the Application of Securities Legislation to Finfluencer Activity, issued December 11, 2025
• Amendments to National Instrument 44-102 Shelf Distributions, Companion Policy 44-102CP Shelf Distributions, and National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, in force November 28, 2025
• New Coordinated Blanket Order 51-933 Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers, effective March 19, 2026
• Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure, National Instrument 81-107 Independent Review Committee for Investment Funds, and related forms, in force April 22, 2026
• Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives, in force March 25, 2026
• Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and Companion Policy 96-101CP Trade Repositories and Derivatives Data Reporting, in force July 25, 2025

Annotations by:
L. Daniel Wilson, J.D., LL.M., PhD.

Some annotations provided courtesy of McCarthy Tétrault LLP and originally published in Annotated Ontario Securities Legislation or Annotated British Columbia Securities Legislation.