Auteur(s): Christopher C. Nicholls, Jeffrey G. MacIntosh
ISBN: 9780433490616
Publié:
05 février, 2021
Livre
With a focus on the duties of Canadian stockbrokers to their clients as set out in securities legislation and regulations, the rules of self-regulatory organizations and judicial and administrative decisions, this new publication is destined to become a must-read resource.
This book provides a complete overview of how Canadian financial systems are structured and regulated. The author has written a concise, easy-to-understand introduction to the concepts, issues and objectives underlying the federal regulation of our financial institutions.