Responsibilities of Insurance Agents and Brokers

Part I Legal Responsibilities
  CHAPTER 1 Introduction to Legal Responsibilities of Insurance Agents and Brokers
  Supp. To CHAPTER 1 Introduction to Legal Responsibilities of Insurance Agents and Brokers

  CHAPTER 2 "Agent" or "Broker"--Legal Status and Effects
  Supp. To CHAPTER 2 "Agent" or "Broker"--Legal Status and Effects

  CHAPTER 3 Liability to the Insured
  Supp. To CHAPTER 3 Liability to the "Insured"

  CHAPTER 4 Liability to the Insurer
  Supp. To CHAPTER 4 Liability to the Insurer

  CHAPTER 5 Liability to the State
  Supp. To CHAPTER 5 Liability to the State

Part II Taxation
  CHAPTER 5A Banks and the Sale of Insurance
  Supp. To CHAPTER 5A Banks and the Sale of Insurance

  CHAPTER 6 Federal Taxes and the Insurance Agent and Broker
  Supp. To CHAPTER 6 Federal Taxes and the Insurance Agent and Broker

Part III General Tort Liability
  CHAPTER 7 General Tort Liability
  Supp. To CHAPTER 7 General Tort Liability

Part IV Agency Contracts
  CHAPTER 8 Agency Contracts
  Supp. To CHAPTER 8 Agency Contracts

Part V Ethics and Professionalism
  CHAPTER 9 Unauthorized Practice Of Law
  Supp. To CHAPTER 9 Unauthorized Practice of Law

  CHAPTER 10 Professionalism
  Supp. To CHAPTER 10 Professionalism

Part VI Marketing
  CHAPTER 11 Group and Other Mass Marketing of Insurance
  Supp. To CHAPTER 11 Group and Other Mass Marketing of Insurance

  CHAPTER 12 Advertising and Unfair Trade Practices
  Supp. To CHAPTER 12 Advertising and Unfair Trade Practices

Part VII Financial   CHAPTER 13 Buying and Selling Insurance Agencies and Brokerages
  Supp. To CHAPTER 13 Buying and Selling Insurance Agencies and Brokerages

  CHAPTER 14 The Agent or Broker as Debtor and as Creditor

Part VIII Employment Benefit Plans (ERISA)
  CHAPTER 15 Employee Benefit Plans and Insurance Agents
  Supp. To CHAPTER 15 Employee Benefit Plans and Insurance Agents

Part IX Errors and Omissions Coverage
  CHAPTER 16 Errors and Omissions Insurance Coverage for Agents and Brokers
  Supp. To CHAPTER 16 Errors and Omissions Insurance Coverage for Agents and Brokers

Part X LICENSING STATUTES
  Appendix I: Licensing Statutes

Part XI PENAL STATUTES
  Appendix IA: Penal Statutes (Selected States)

Part XII ADVERTISING STATUTES
  Appendix IB: General Statutes (Selected States)

Part XIII GENERAL STATUTES
  Appendix IC: General Statutes (Selected States)

Part XIV FORMS
  APPENDIX II National Association of Insurance Commissioners (NAIC)

Part XV MISCELLANEOUS MATERIALS
  APPENDIX III-A Excess (Surplus) Line -- New York Insurance Department Regulation 41
  APPENDIX III-B Compendium of State Surplus Lines Eligibility Requirements
  APPENDIX IV Public Information Release of National Assocation of Insurance Commissioners
  APPENDIX V Forms of Selling Agreements
  APPENDIX VI Keep It Legal--NALU Guidelines
  APPENDIX VII National Association of Insurance Commissioners Managing General Agents Act