Practice Under the California Securities Laws

Author: Keith Paul Bishop (Consulting Editor)
Detailed coverage of all aspects of the California Securities laws.
Product Format Details Qty
Print Book: 3 volumes loose-leaf updated with supplements and revisions
$7,368.00
In Stock ISBN: 9780820515526

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Practice Under the California Securities Laws, first published in 1977, provides detailed coverage of all aspects of the California Securities laws, includes full text of all California laws, regulations, and releases. Thorough coverage and insightful analysis of practice in this complex area cover the following key topics:
• Expediting matters pending before the Department of Corporations
• Qualification and exemption of securities and securities transactions under the Corporate Securities Law
• Regulations governing real estate syndicates
• Registration requirements under the Franchise Investment Law
• Text of the Corporate Securities Law of 1968
• Text of the Franchise Investment Law
• Text of the Regulations and Releases of the Commissioner of Corporations
• Digests of opinions of the Department of Corporations under the Corporate Securities and Franchise Investment Law

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Volume 1 Table of Contents

  • CHAPTER 1 History of California Corporate Securities Law
  • CHAPTER 2 Organization and Administration of the Division of Corporations and Financial Institutions
  • CHAPTER 3 Offers and Negotiations
  • CHAPTER 3A Federal Preemption of State Securities Regulation
  • CHAPTER 4 General Exemptions from Qualification
  • CHAPTER 5 Problems Relating to Special Types of Issuers and Securities
  • CHAPTER 6 Procedure for Qualification of Issuer Transactions
  • CHAPTER 7 Recapitalizations and Reorganizations
  • CHAPTER 8 Standards for the Exercise of the Commissioner’s Discretion
  • CHAPTER 9 Conditions of Qualification
  • CHAPTER 10 Nonissuer Transactions
  • CHAPTER 11 Transfer of Securities Subject to Legend or Escrow Condition
  • CHAPTER 12 Advertising Securities
  • CHAPTER 13 Regulation of Agents, Broker-Dealers, and Investment Advisers
  • CHAPTER 14 Civil Liabilities
  • CHAPTER 15 Regulation of Real Estate Syndicates
  • CHAPTER 16 Registration of Franchises Under the California Franchise                     

                           Investment Law

  • Appendix A-1 THE CALIFORNIA CORPORATE SECURITIES LAW OF 1968 AND RULES THEREUNDER, ANNOTATED 

Volume 3 Table of Contents

                                    CORPORATE SECURITIES MATERIALS

 

  • Appendix A-2 DEPARTMENT OF CORPORATIONS GENERAL RELEASES
  • Appendix A-3 DEPARTMENT OF FINANCIAL PROTECTION AND INNOVATION FORMS
  • Appendix A-4 DEPARTMENT OF CORPORATIONS RELEASES UNDER THE CORPORATE SECURITIES LAW OF 1968
  • Appendix B-1 BROKER-DEALER APPLICATION FORMS

                               FRANCHISE INVESTMENT MATERIALS

  • Appendix C-1 FRANCHISE INVESTMENT LAW AND RULES AND FORMS THEREUNDER
  • Appendix C-2 DEPARTMENT OF FINANCIAL PROTECTION AND INNOVATION “GUIDELINES FOR FRANCHISE REGISTRATION”
  • Appendix C-3 CALIFORNIA FRANCHISE RELATIONS ACT
  • Appendix C-4 DEPARTMENT OF CORPORATIONS RELEASES UNDER THE FRANCHISE INVESTMENT LAW

Table of Cases
Table of Statutes
Index

 

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