Patent Office Rules and Practice

Author(s): Hershman, Lisa (Author), Horwitz, Lester (Author), Horwitz, Ethan (Author)
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The Cornerstone of Any Thriving Patent Law Practice.

Detailed Rule-by-Rule Analysis of the Patent and Trademark Office Rules of Practice.

Included is the text of the rules contained in Title 37 of the Code of Federal Regulations, interpretations of their meanings and explanations of their effect on practice with citations to relevant case law.

Covers Every Area of PTO Practice.

This essential reference provides patent registration applicants with guidelines on the practices and procedures relating to the filing and review of patent applications filed in the Patent and Trademark Office.

The Patent and Trademark Office's Rules Book.

This separate desk reference is updated quarterly, and saves extensive research time by centralizing the most recent statutes and regulations affecting patent law practice.

Practice-Proven Forms for Handling All Transaction With the PTO.

The forms, which are accepted by the PTO, cover nearly every aspect of practice before the PTO and almost every conceivable situation the practitioner might run into, including: transmittal letters for every type of submission to the PTO; forms necessary for filing regular, continuation-in-part, divisional, and international applications; requests for re-issue and re-examination; actions after final rejection and appeals; and responses, amendments, and various petitions to the PTO.

Available in both print and electronic formats, Patent Office Rules and Practice include:


•   The text of the sections of various United States Code and Code of Federal Regulations titles that relate to patent law
•   The full text of the Patent Cooperation Treaty, accompanying regulations and administrative instructions
•   The text of the Manual of Patent Examining Procedure (MPEP)
•   The text of selected relevant notices, directives, clarifications and Helpful Hints issued by the PTO
•   More than 350 practice-proven blank forms that can be filled out, and filed with the PTO
•   The forms include checklists of what must be done to submit an application

The previous edition ISBN is 9780820521176 and is no longer available.

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VOLUME 1

Rules 1–29: The Patent Office


Rules 31–36: Attorneys: Appointment and Prosecution


Rules 41–69: Filing Patent Application


Rules 71–74: Disclosure I (Specification)


Rule 75: Disclosure II (Patent Claims)

 

VOLUME 2

Rules 76–80: Disclosure III


Rules 81–98: Disclosure IV


Rule 99: [Reserved]


Rules 101–110: Examination and Rejection

 

VOLUME 3

Rules 111–114: Response and Further Consideration


Rules 115–129: Amendments


Rules 130–133: Overcoming Rejections: Affidavits and Interviews


Rules 134–140: Time for Response—Abandonment


Rules 141–146: Division and Election of Species


Rules 151–155: Design Applications


Rules 161–167: Plant Applications


Rules 171–179: Reissue Applications


Rules 181–188: Petition and Rules

 

Appendix XVIIA:  Ombudsman Pilot Program

Rules 191–198: Ex Parte Appeal: Board


Rules 211–221: Publication of Applications


Rules 248–251: Miscellaneous Provisions


Rules 290–291: Preissuance Submissions and Protests by Third Parties


Rules 311–318: Allowance and Issuance of Patent


Rules 321–325: Disclaimer and Correction of Patent


Rule 335: Filing Notice of Arbitration Award


Rules 351–352: Amendment of Rules


Rules 360–378: Maintenance Fees


Rules 401–499: International Processing Provisions

 

VOLUME 4

Chapter XXXVIA:  Coordination Between the U.S. Patent and Trademark Office and Foreign Patent Offices


Rules 501–570: Reexamination


Rules 601–626: Supplemental Examination of Patents


Rules 701–791: Extension of Patent Term


Appendix XXXIXA:   FDA Regulations on Extension of Patent Term


Rules 801–809: Biotechnology Disclosure; Deposit of Biological Material


Rules 821–825: Application Disclosures Containing Nucleotide and/or Amino Acid Sequences


Rules 3.1–3.85: Assignment, Recording and Rights of Assignee


Rules 902–997: [Reserved]


Rules 1001–1071:  International Design Application


Appendix XLVA:  Guide to the International Registration of Industrial Designs Under the Hague Agreement

 

VOLUME 5

Rules 11.1–11.901:  Representation of Others Before the United States Patent and Trademark Office


Rules 41.1–41.208:  Practice Before the Patent Trial and Appeal Board


Appendix XLVIIA:  United States Patent and Trademark Office Board of Appeals and Inferences Trial Section CONTESTED CASE PRACTICE GUIDE


Rules 42.1–42.80:  Trial Practice Before the Patent Trial and Appeal Board


Rules 42.100–42.123:   Inter Partes Review


Appendix XLIXA:   Patent Trial and Appeal Board Standard Operating Procedures


Rules 42.200–42.224:   Post Grant Review


Rules 42.300–42.304:   Transitional Program for Covered Business Method Patents


Rules 42.400–42.412:   Derivation Proceedings


Rules 90.1–90.3:   Judicial Review of Patent Trial And Appeal Board Decisions


Appendix LIIA:   Federal Circuit Rules of Practice


Commentary Index 

 

VOLUME 6

NOTICES from 2015 through 2016

 

VOLUME 7

NOTICES from 2017 through 2020

 

VOLUME 8

NOTICES from 2021 through 2023


Notices Index 
 VOLUME PATENT OFFICE RULES BOOK

 

United States Code

Patent Laws

Selected Texts Current Through: Public Law 118-209, approved December 23, 2024, with a gap of Public Law 118-159

Index to the Patent-Related Sections of the United States Code

Leahy-Smith America Invents Act

Title 37 Patents, Trademarks, and Copyrights

Consolidated Patent Rules

Selected Texts Current Through: Federal Register, Volume 90, Number 8, January 14, 2025, with the exception of the amendments appearing at 90 FR 3376

Index to 37 Code of Federal Regulations

Patent Cooperation Treaty

Regulations under the Patent Cooperation Treaty (as in force from July 1, 2024)

Administrative Instructions under the Patent Cooperation Treaty (as in force from July 1, 2024)

Paris Convention

The Hague Agreement Concerning the International Registration of Industrial Designs—Geneva Act of July 2, 1999

Common Regulations Under the 1999 Act and the 1960 Act of the Hague Agreement (as in force on January 1, 2024)

Administrative Instructions for the Application of the Hague Agreement (as in force on April 1, 2022)
 

VOLUME ★

Chapter 1. Declarations by Inventor, Applicant, Assignee


Chapter 2. Powers Of Attorney, Correspondence Address, and Authorizations by Applicant


Chapter 3. Designs


Chapter 4. Transmittals of Patent Applications, Application Data Sheet and Other Submissions Upon Filing


Chapter 5. Completion of Filing Requirements


Chapter 6. Duty of Candor and Information Disclosure Statement

 

VOLUME ★★

Chapter 7. Small Entities


Chapter 8. Certificate Of Mailing, Priority Mail Express and Facsimile Transmissions


Chapter 9. Prioritized Examination, Petitions to Make Special, PPH and Related Prioritization Forms

 

VOLUME ★★★

Chapter 10. Matters During Prosecution


Chapter 11. Extensions of Time and Petitions for Revival of Patent and Patent Term Adjustment


Chapter 12. Appeal to the Patent Trial and Appeal Board


Chapter 13. PCT International Application and U.S. National Processing


Chapter 14. Matters After Patent Grant


Chapter 15. Appeals to the CAFC

 

VOLUME ★★★★

Chapter 16. Assignments


Chapter 17. Reissue Forms


Chapter 18. Reexamination


Chapter 19. Miscellaneous Forms


Chapter 20. Fees


Chapter 21. Maintenance Fees


Chapter 22. Licenses for Foreign Filing


Chapter 23. Provisional Applications


Chapter 24. European Patent Office


Chapter 25. Publication


Chapter 26. Electronic Business Center


Chapter 27. Interferences


Chapter 28. AIA Forms


Chapter 29. Inter Partes and Post-Grant Review


Chapter 30. International Design Applications and U.S. National Processing


Forms Index 

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