Federal Securities Exchange Act of 1934

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Comprehensive treatise on the Securities Exchange Act of 1934.

•   The organization of the SEC
•   1934 Act registration and reporting requirements, Integrated Disclosure, proxy rules and proxy contests, insider trading and short-swing trading
•   Registration and regulation of securities markets, broker-dealers, transfer agents, clearing agencies
•   SEC enforcement actions, private civil liabilities

This set is an ideal companion to a related treatise the Federal Securities Act of 1933 (2 volumes), and our Securities Primary Law Sourcebook (5 volumes), which contains essential primary source related to both the Securities Act of 1933 and the Securities Exchange Act of 1934, materials under the Securities Investor Protection Act and the Trust Indenture Act, SEC and NASD Rules, and selected recent SEC Releases.

First published in 1971.

2 Volumes; updated with revisions.

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