Federal Securities Act of 1933

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Contains full coverage of the Securities Act of 1933:

•  The organization of the SEC
•  Definition of "security" and "sale"
•  Exempted securities and transactions, small issue exemptions, restricted and control securities
•  The registration process, registration forms, registration of investment company securities, the Trust Indenture Act of 1939
•  Civil liabilities, SEC and criminal enforcement

This set is an ideal companion to a related treatise the Federal Securities Exchange Act of 1934 (2 volumes), and our Securities Primary Law Sourcebook (5 volumes), which contains essential primary source related to both the Securities Act of 1933 and the Securities Exchange Act of 1934, materials under the Securities Investor Protection Act and the Trust Indenture Act, SEC and NASD Rules, and selected recent SEC releases.

First published in 1965.

2 Volumes; loose-leaf; updated with revisions.

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