BSA/Anti-Money Laundering: Internal Audit and Risk Management

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The regulators are placing more emphasis on BSA/AML compliance than ever before. Examinations focus on your organization’s responsibility to establish and implement risk-based policies, procedures, and processes to comply with the Bank Secrecy Act and safeguard your operations from money-laundering and terrorist-financing. Be ready for the most recent changes in the examiners’ approach to BSA compliance with Sheshunoff®'s BSA/Anti-Money Laundering: Internal Audit and Risk Management manual.

This comprehensive resource takes the examination guidelines and interprets them for you, providing specific actions to ensure that all of your policies, procedures, and processes are risk-based. The manual focuses on all the issues on which examiners will be concentrating, so you can be sure that your institution is well prepared for your next examination.

Sheshunoff®'s BSA/Anti-Money Laundering: Internal Audit and Risk Management manual will give you the guidance and tools you need to help your financial institution:

•  Comply with the latest regulatory release of the Bank Secrecy Act/Anti-Money Laundering Examination Manual.
•  Focus on risk management and audit requirements emphasized in the new regulatory release.
•  Ensure that all of your institution’s BSA/AML policies and procedures are based on assessing its specific risks.
•  Prepare for your next BSA/AML examination.

This up-to-date resource includes information on the latest topics such as remote deposit capture, consolidated risk assessments, electronic banking and new BSA issues, smart cards, recent enforcement actions, red flags for money laundering, and providing banking services to money service businesses. Internal control and transaction testing checklists in many of the chapters help you tailor procedures to the specific needs of your institution.

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