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2 results found for

Books by Thomas P. Lemke

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  1. Regulation of Investment Companies
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    Regulation of Investment Companies

    Author(s): Thomas P. Lemke (Author) ,  T. Gerald Lins (Author) ,  Thomas A. Smith, III (Author)
    Publisher: Matthew Bender Elite Products
    Regulation of Investment Companies is a complete practice guide to investment company and mutual fund regulation, including the 1940 Investment Company Act.
    Print BookeBook

    Starting from $ 5,312.00

  2. Regulation of Exchange-Traded Funds
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    Regulation of Exchange-Traded Funds

    Author(s): Thomas P. Lemke (Author) ,  Gerald T. Lins (Author) ,  W. John McGuire (Author)
    Publisher: Matthew Bender
    Written by practitioners for practitioners this book provides practical and regulatory advice on the myriad legal, regulatory, and compliance issues that must be dealt with properly when registering and operating ETFs.
    BookeBook

    Starting from $ 1,937.00

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