Bank Safety and Soundness Regulatory Service
Select a format
Select subscription type
Terms & conditions
Subscribers receive the product(s) listed on the Order Form and any Updates made available during the annual subscription period. Shipping and handling fees are not included in the annual price.
Subscribers are advised of the number of Updates that were made to the particular publication the prior year. The number of Updates may vary due to developments in the law and other publishing issues, but subscribers may use this as a rough estimate of future shipments. Subscribers may call Customer Support at 800-833-9844 for additional information.
Subscribers may cancel this subscription by: calling Customer Support at 800-833-9844; emailing email@example.com; or returning the invoice marked "CANCEL".
If subscribers cancel within 30 days after the product is ordered or received and return the product at their expense, then they will receive a full credit of the price for the annual subscription.
If subscribers cancel between 31 and 60 days after the invoice date and return the product at their expense, then they will receive a 5/6th credit of the price for the annual subscription. No credit will be given for cancellations more than 60 days after the invoice date. To receive any credit, subscriber must return all product(s) shipped during the year at their expense within the applicable cancellation period listed above.
The total price includes the product(s) listed in the Order Form and any Updates for a limited period (minimum period of 30 days) after the order is placed ("Order Window"). Shipping and handling fees are not included in the grand total price.
All shipments may be returned, at subscribers' expense, for full credit of the Price within 30 days of receipt.
Shipments may not be returned, and no credits will be issued, more than 30 days after receipt.
After the Order Window, subscribers will receive notice of Updates along with the then-current grand total price and order process as Updates become available. Subscribers will only be shipped those Updates they specifically request.
Safety and soundness used to mean things you did to avoid bank failure. Now, with agency risk management guidelines mandating you to be scored on how well you control risk, special examination teams have been trained to focus on nothing but an institution's compliance with safety and soundness regulations. They look at how well you control interest rate, credit, liquidity, and legal risks, to name just a few areas, and measuring your safety and soundness with a numerical score.
Instead of trying to create your own interpretations and approaches to each mandated standard and regulatory release, you can go by the book — Bank Safety and Soundness Regulatory Compliance. You have information to keep your staff up-to-speed, and you can be sure that everything the examiners look for is covered. Best of all, when the written regulations are vague or unclear about what constitutes compliance, our experts draw on proven approaches to clarify and provide insight.
• Capital requirements and interest rate risk
• Restrictions on deposits, lending and investments
• Restrictions on real estate transactions
• Dealing with insiders and related parties
• Contracts adverse to safety and soundness
• Interbank liabilities
• Brokered deposits and risk-based insurance premiums
• Lending limits
Subscribers will receive a downloadable file containing editable forms
eBooks, CDs, downloadable content, and software purchases are noncancelable, nonrefundable and nonreturnable. Click here for more information about LexisNexis eBooks. The eBook versions of this title may feature links to Lexis+® for further legal research options. A valid subscription to Lexis+® is required to access this content.
Table of contents
Volume 1 Part I — Capital Requirements
Chapter 1 Applying the Risk-Based Capital Requirements
Chapter 2 Regulatory Enforcement Actions
Part II — Deposits
Chapter 3 Brokered Deposits, Interest Rates
Chapter 4 Repurchase Agreements/Reverse Repurchase Agreements
Part III — Lending and Investments
Chapter 5 National Bank and Federal Savings Association Lending and Lease Limits
Chapter 6 National Bank Investment Limitations
Chapter 7 State-Chartered Institution Investment Limitations
Chapter 8 Investment Securities: Policies, Practices, and Products
Chapter 9 Risk Management of Bank-Owned Life Insurance (BOLI)
Chapter 10 Limitations on Interbank Liabilities
Chapter 11 Loan Portfolio Management
Chapter 12 Loan Documentation
Chapter 13 Loan Participations
Chapter 14 Temporary Liquidity Guarantee Program
Part IV — Real Estate Transactions
Chapter 15 Real Estate Appraisal Regulations and Appraisal/Evaluation Guidelines
Chapter 16 Federal Real Estate Lending Standards
Chapter 17 Guidance on Concentrations in Commercial Real Estate Lending
Chapter 18 The SAFE Act
Chapter 19 Nontraditional Mortgage Products and Subprime Lending
Chapter 20 Foreclosure Management
Part V — Insiders, Affiliates, and Third Parties
Chapter 21 Insider Lending Restrictions: Regulation O
Chapter 22 Regulation W: Affiliate Transaction Restrictions
Chapter 23 Prior Notification of Change in Directors and Senior Executive Officers
Chapter 24 Third-Party Banking Relationships
Chapter 25 Executive Compensation, Golden Parachutes, and Indemnification Payments
Part VI — Management and Operations
Chapter 26 External and Internal Audit Requirements
Chapter 27 Internal Controls
Chapter 28 Regulatory Assessment of Risk Management
Chapter 29 National Bank Activities
Chapter 30 State-Chartered Bank Activities Limitations
Chapter 31 Interagency Guidelines Establishing Standards for Safety and Soundness
Chapter 32 Merchant Credit Card Processing
Chapter 33 Regulatory Notification of Change in Control
Chapter 34 Information System Security