The Practitioner's Guide to Securities Arbitration
Select a format
Select subscription type
Terms & conditions
Subscribers receive the product(s) listed on the Order Form and any Updates made available during the annual subscription period. Shipping and handling fees are not included in the annual price.
Subscribers are advised of the number of Updates that were made to the particular publication the prior year. The number of Updates may vary due to developments in the law and other publishing issues, but subscribers may use this as a rough estimate of future shipments. Subscribers may call Customer Support at 800-833-9844 for additional information.
Subscribers may cancel this subscription by: calling Customer Support at 800-833-9844; emailing customer.support@lexisnexis.com; or returning the invoice marked "CANCEL".
If subscribers cancel within 30 days after the product is ordered or received and return the product at their expense, then they will receive a full credit of the price for the annual subscription.
If subscribers cancel between 31 and 60 days after the invoice date and return the product at their expense, then they will receive a 5/6th credit of the price for the annual subscription. No credit will be given for cancellations more than 60 days after the invoice date. To receive any credit, subscriber must return all product(s) shipped during the year at their expense within the applicable cancellation period listed above.
The total price includes the product(s) listed in the Order Form and any Updates for a limited period (minimum period of 30 days) after the order is placed ("Order Window"). Shipping and handling fees are not included in the grand total price.
All shipments may be returned, at subscribers' expense, for full credit of the Price within 30 days of receipt.
Shipments may not be returned, and no credits will be issued, more than 30 days after receipt.
After the Order Window, subscribers will receive notice of Updates along with the then-current grand total price and order process as Updates become available. Subscribers will only be shipped those Updates they specifically request.
Product description
View a sample of this title using the ReadNow feature
Investors who have been victims of bad investment advice, or worse, financial fraud often do not understand how their money is invested, nor the risks associated with such investments. Surprisingly, only a small percentage of cases are filed against the securities industry even though investment abuses are rampant.
The Practitioner's Guide to Securities Arbitration provides a comprehensive discussion of practices and procedures with a particular emphasis on techniques to identify, evaluate, and pursue legal claims brought by investors against securities brokerage firms, and on the defenses thereto. Learn to articulate and accurately state how your client has been damaged as well as how to correctly measure damages as they apply to the situation. Gain a valuable edge by mastering tactics used in arbitration with the Financial Industry Regulatory Authority.
Sections include:
• Defining the players in a securities arbitration case
• Time limitations and other deadlines
• Common claims
• Bringing and defending claims, arbitrators and motion practice
• Discovery and hearing practice and procedures
Each topic is extensively covered to help your clients recover losses caused by bad investment advice or financial fraud with, Securities Arbitration.
eBooks, CDs, downloadable content, and software purchases are noncancelable, nonrefundable and nonreturnable. Click here for more information about LexisNexis eBooks. The eBook versions of this title may feature links to Lexis+® for further legal research options. A valid subscription to Lexis+® is required to access this content.