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Virginia Securities Act

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2017 Edition
ISBN: 9781522138525
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2017 Edition
ISBN: 9781522138532
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ISBN: 9781522138532
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Issued by The State Corporation Commission and reprinted from the Code of Virginia 1950 and the 2017 Cumulative Supplement, the Virginia Securities Act, 2017 Edition includes title 13.1 Corporations, Chapter 5, Securities Act and articles 1 through 6. A must-have for all attorneys, consultants and any employee working in the securities industry in the Old Dominion state.

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Table of Contents

Title 13.1

Corporations

Chapter 5 Securities Act


Article 1
Definitions

Article 2
Unlawful Pratices

Article 3
Broker-Dealer, Investment Advisors, Investment Advisor Representatives and Agents

Article 4
Registration of Securities

Article 5
Miscellaneous; including exemptions, crimes, advertising, misleading filings, consent, injunctions, investigations, violations, civil liabilities, rules and forms, Commission authority, records, interpretations, fees, transition, and severability

Article 6
Division of Securities Counsel