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LexisNexis® Automated Intellectual Property Patent Forms

A subscription to the Patent Forms package provides access to the PTO official forms and Lester Horwitz’s widely accepted patent forms. Patent Cooperation Treaty (PCT) forms used for international filings are also included.
Publisher: Matthew Bender
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ISBN: 9781632849014
Publisher: Matthew Bender
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PATENT FORMS (includes PTO, PCT, and Matthew Bender ® forms drafted by Lester Horwitz) A subscription to the Patent Forms package provides access to the PTO official forms and Lester Horwitz’s widely accepted patent forms. Patent Cooperation Treaty (PCT) forms used for international filings are also included. Current PTO and PCT fees are included, and necessary calculations are performed automatically. The Patent Forms package is comprehensive, intuitive, reliable, and easy to use. Since the forms are fully automated with HotDocs® document assembly software, all you have to do is enter case or client-specific information once, and it will be automatically inserted throughout the form where that information is relevant. This means you’ll be printing out signature-ready documents in minutes. Eliminate repetitive typing, cutting and pasting, and the increased chance of error that goes along with traditional methods of document preparation. You can also save the information you’ve entered after completing a form and use it to instantly complete related forms.

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Table of Contents

INTELLECTUAL PROPERTY PATENT FORMS

MBCo FORMS

Ch 01: DECLARATIONS BY INVENTOR, APPLICANT, ASSIGNEE

Pre-AIA Forms
NOTE: These forms are pre-AIA forms for use in applications filed before September 16, 2012.

Form 1-108 Added Page to Declaration by Joint Inventor(s) on Behalf of Nonsigning Inventor(s) Who Refuse(s) to Sign or Cannot be Reached (Pre-AIA 37 CFR 1.47(a))
Form 1-109 Petition by Joint Inventor(s) Filing on Behalf of Other Joint Inventor(s) Who Refuse(s) to Join in Application or Cannot be Reached (Pre-AIA 37 C.F.R. § 1.47(a))
Form 1-110 Added Page(s) to Declaration by Person With Sufficient Proprietary Interest Where no Inventor is Available to Sign and on Behalf of all the Inventor(s) Who Refuse(s) to Sign or Cannot be Reached (Pre-AIA 37 C.F.R. § 1.47(b))
Form 1-111 Petition by Person Having Proprietary Interest to File Application on Behalf Of Inventor(s) Who Refuse to Sign or Cannot be Found (Pre-AIA 37 C.F.R. § 1.47(b))
Form 1-112 Statement of Facts In Support of Filing on Behalf of Nonsigning Inventor (Pre-AIA 37 C.F.R. § 1.47)
Form 1-113 Statement Establishing Proprietary Interest by Person Signing on Behalf of Nonsigning Inventor
Form 1-114 Statement of Law Establishing Proprietary Interest
Form 1-115 Statement by Person Having First Hand Knowledge That Nonsigning Inventor Was Employee or Otherwise Obligated to Person With Sufficient Proprietary Interest When Invention Made
Post Card used to record the items sent to the USPTO.

Ch 02: POWERS OF ATTORNEY, CORRESPONDENCE ADDRESS, AND AUTHORIZATIONS BY APPLICANT

AIA and Matthew Bender Forms
Form 2-10 Petition And Fee For Acceptance Of Power Of Appointment By Less Than All Applicants Or Owner
Form 2-11 Petition and Fee for Revocation Of Power Of Attorney By Less Than All Applicants Or Owners.
Form 2-14 Change of Address for Practitioners (OED)

CH 03: DESIGNS

Form 3-01 Specification and Claim of Design Patent Application (37 C.F.R. 1.154)
Form 3-03 Submission of Color Drawings or Photographs in a Design Patent Application (37 C.F.R. §§ 1.84(a)(2) and (b)(2))
Form 3-06 Petition to Accept Date of Transmission for Continued Prosecution Application (CPA) for Which P.T.O. Has No Evidence of Receipt (37 C.F.R. § 1.6(f))
Form 3-07 Petition to Convert International Design Application to National Design Application Under Chapter 16 (37 C.F.R. 1.1052)
Form 3-08 Petition to Disregard Filing of CPA
Form 3-09 Petition to Treat CPA as New Application (New Matter)

CH 04: TRANSMITTALS OF PATENT APPLICATIONS, APPLICATION DATA SHEET AND OTHER SUBMISSIONS UPON FILING

Form 4-07 Added Pages for Application Transmittal Where Benefit of Prior U.S. Applications(s) Claimed
Form 4-08 Petition and Fee For Extension of Time to Maintain Parent Case That Is To Be Abandoned When Filing New Application Claiming Its Benefit
Form 4-09 Express Abandonment in Favor of Continuing Application
Form 4-10 Conditional Petition and Fee for Extension of Time in Parent Case When Filing New Application Claiming Its Benefit
Form 4-15 Petition to Accept Color Drawing (37 C.F.R. § 1.84(a)(2))
Form 4-16 Petition To Accept Color Photograph(s)as Drawing(s) (37 C.F.R. § 1.84(b)(2))
Form 4-18 International Type Search Report Request (37 CFR 1.104(a)(4))

CH 05: COMPLETION OF FILING REQUIREMENTS

Form 5-01 Completion of Filing Requirements--Nonprovisional Application
Form 5-02 Response to "Notice to File Corrected Application Papers"
Form 5-03 Request for Corrected Filing Receipt
Form 5-04 Petition to Establish Prior Receipt in the P.T.O. of Item(s) Considered as Omitted by the P.T.O. -- Response to "Notice of Omitted Items/Incomplete Application” Nonprovisional Application
Form 5-04.1 Evidence of Deposit of Item(s) With Application Indicated as Omitted in the Notice of "Omitted Items/Incomplete Application"—Nonprovisional Application
Form 5-05 Response to "Notice of Omitted Item(s) in a Nonprovisional Application" - Accept Application as Deposited
Form 5-06 Response to "Notice of Omitted Item(s) in a Nonprovisional Application" - Accept Application as Deposited - Added Subject Matter Based on Incorporation by Reference
Form 5-07 Petition to “Notice of Incomplete Application” in a Nonprovisional Application”—Accept Application as Deposited—Added Subject Matter Based on Incorporation By Reference Under § 1.57(b)
Form 5-08 Amendment During Prosecution for Incorporation By Reference Under 37 C.F.R. § 1.57(b) of Material Present In Originally Claimed § 1.55 Priority and/or § 1.78 Benefit of Prior Application
Form 5-09 Incorporation By Reference Under 37 C.F.R. § 1.57(b) of Material Present in Originally Claimed § 1.55 Priority and/or § 1.78 Benefit of Prior Application
Form 5-10 Petition For Date of This Submission of Items Indicated as Omitted on “Notice Of Omitted Item(s) In a Nonprovisional Application” as Application Filing Date
Form 5-11 Response to “Notice of Incomplete Application” (Claim(s) Omitted In Nonprovisional Application)—Conversion to Provisional Application Under 35 U.S.C. Section 111(b) [For Applications Prior to December 18, 2013 or to Design Applications]
Form 5-12 Petition to Establish That Drawings Not Necessary Under 35 USC § 113 For a Filing Date-Response to "Notice of Incomplete Application” Nonprovisional Application
Form 5-13 Petition to Accept a Delayed Claim for Priority Under 35 U.S.C. 119(a) Through (d) and (f), 365(a) or (b), or 386(a) or (b) (37 C.F.R. § 1.55(e))
Form 5-14 Petition To Claim Benefit Under 35 U.S.C. 120, 121, 365(c), or 386(c) of a Prior Copending Nonprovisional Application, International Application, Or International Design Application (37 C.F.R. 1.78(d))
Form 5-15 Petition To Claim Benefit Under 35 U.S.C. 119(e) of Prior Filed Provisional Application (37 C.F.R. 1.78(c))
Form 5-16 Petition to Restore Right of Priority for Application Claiming Priority to Foreign Application (Within 2 Months of Expiration of Time to File Application) (37 CFR 1.55(c))
Form 5-17 Petition to Restore Right of Priority For Application Claiming Priority to U.S. Provisional Application (Within 2 Months of Expiration of Time to File Application) (37 CFR 1.78(c))
Form 5-18 Correction of Priority Claim (37 C.F.R. § 1.55(e))
Form 5-19 Correction of Benefit Claim (37 C.F.R. § 1.78(e))
Form 5-20 Transmittal of Certified Copy
Form 5-21 Submission of Interim Copy of Priority Foreign Application (37 CFR 1.55(j))
Form 5-23 Petition for Delayed Submission of Certified Copy of Priority Foreign Application (37 CFR 1.55(f))
Form 5-24 English Translation of Foreign Application and Statement of Accuracy of Translation (37 C.F.R. § 1.55(g)(4))
Form 5-25 Transmittal Of New Drawing(s) To Correct Informalities/Objections To Drawings Within Three Month Period Of Response Set In Notice Of Allowability (P.T.O.L. 37)
Form 5-26 Response to Notice of Missing English Language Translation in Prior Provisional Application
Form 5-27 English Translation of Nonprovisional Application 37 CFR 1.52(D)(I)
Form 5-28 Statement that English Translation of Nonprovisional Application is Accurate 37 CFR 1.52(d)(1)

CH 06: DUTY OF CANDOR AND INFORMATION DISCLOSURE STATEMENT

Form 6-01 Information Disclosure Statement (Can be used instead of Information Disclosure Statement by Applicant (U.S. and Foreign Patent Documents)(PTO/SB/08A) and Information Disclosure Statement by Applicant (Other Prior Art--Non Patent Literature Documents)(PTO/SB/08B))
Form 6-04 Transmittal of Information Disclosure Statement Before Mailing Date of Either a Final Action of Notice of Allowance (37 C.F.R. § 1.97(c))
Form 6-05 Transmittal of Information Disclosure Statement After Mailing Date of Final Action, Notice of Allowance or Action That Closes Prosecution But Before Payment of Issue Fee (37 C.F.R. § 1.97(d))
Form 6-06 Petition for Withdrawal From Issue and Abandonment–Issue Fee Paid–to Permit Consideration of an Information Disclosure Statement Under § 1.97 in a Continuing Application (37 C.F.R. § 1.313(c)(3))
Form 6-07 Express Abandonment to Permit Consideration of Information Disclosure Statement in Continuing Application (37 C.F.R. § 1.313)
Form 6-08 Statement for Information Disclosure Under 37 C.F.R. § 1.97(e)
Form 6-09 Submission under 37 C.F.R. § 1.704(d) of Information Disclosure Statement Within 30-Days of Receipt by Individual Defined in 37 C.F.R. § 1.56(c) (No Patent Term Adjustment)
Form 6-10 Petition for Withdrawal from Issue — Consideration of RCE (37 C.F.R. § 1.313(c)(2))

CH 07: SMALL ENTITIES
Form 7-01 Statement of Status as Small Entity (37 C.F.R. § 1.27(a)(1))--Independent Inventor
Form 7-02 Statement by Non-Inventor Supporting a Statement of Status by Another as a Small Entity
Form 7-03 Statement of Status as Small Entity (37 C.F.R. § 1.27(a)(3))--Nonprofit Organization
Form 7-04 Statement of Status as Small Entity (37 C.F.R. § 1.27(a)(2))--Small Business Concern
Form 7-05 Notification of Loss of Status as a Small Entity
Form 7-06 Notification of Error In Payment of Fee(s) as a Small Entity (37 C.F.R. § 1.28(c))
Form 7-07 Request that: Failure to Notify Office of Loss of Status as Small Entity/Erroneous Establishment of Status as Small Entity Be Excused
Form 7-08 Assertion of Small Entity Status (37 C.F.R. § 1.27(c)(1))
Form 7-09 Request for Refund (37 C.F.R. § 1.28(a))
Form 7-10 Statement of Status as Small Entity (37 C.F.R. § 1.27(a)(1)-(3))
Form 7-13 Notification of Loss of Entitlement to Micro Entity Status (37 C.F.R. § 1.29(i))

CH 08: CERTIFICATE OF MAILING, PRIORITY MAIL EXPRESS AND FACSIMILE TRANSMISSIONS

Form 8-01A Certificate of First Class Mailing (CM) (37 C.F.R. § 1.8(a)(i)(1)(A))
Form 8-01B Certificate of First Class Mailing With Mail Stop (CM-MS) (37 C.F.R. § 1.8(a)(i)(1)(A))
Form 8-01.1 First Page of Response to Office Action Letter
Form 8-02A Certificate of Facsimile Transmission (Centralized Fax Number) (CT-CF) (37 C.F.R. § 1.8(a)(i)(1)(B))
Form 8-02B Certificate of Facsimile Transmission (CT) (37 C.F.R. § 1.8(a)(i)(1)(B))
Form 8-02.1 Statement Attesting to Mailing of PTO Correspondence Under 37 C.F.R. § 1.8(a) (Can be used instead of Certificate of Mailing Under 37 C.F.R. § 1.8 (PTO/SB/92)
Form 8-03A Certificate of Priority Mail Express (CEM) 37 C.F.R. § 1.10
Form 8-03B Certificate of Priority Mail Express with Mail Stop (CEM-MS) 37 C.F.R. § 1.10
Form 8-04 Certificate of EFS Submission (CEFS) (37 C.F.R. § 1.8(a)(i)(1)(C))
Form 8-06 Mail Log First Class Log 37 C.F.R. § 1.8
Form 8-06.1 Priority Mail Express Log 37 C.F.R. § 1.10
Form 8-06.2 Statement of Actions by Person Maintaining Log for Priority Mail Express
Form 8-08 Transmission Log (37 C.F.R. § 1.8(a))
Form 8-09 Statement of Actions Indicated On Mail or Transmission Log
Form 8-10 Statement Attesting To Transmission of PTO Correspondence under 37 C.F.R. § 1.8(a)
Form 8-12 Receipt of PTO Mail Log
Form 8–13 Petition to Accord Correspondence Filing Date Shown on Priority Mail Express "Date accepted" (37 C.F.R. § 1.10(c))
Form 8-14 Petition to Correct Correspondence Filing Date For "Date Accepted" Incorrectly Entered Or Omitted On Priority Mail Express Label (37 C.F.R. § 1.10(d))
Form 8-15 Petition to Accord Filing Date for Priority Mail Express Correspondence Not Received by P.T.O. (37 C.F.R. § 1.10(e))
Form 8-16 Petition to Accord Filing Date for National Stage E.F.S. Correspondence Under § 1.495 Not Received by P.T.0. (37 C.F.R. § 1.6(g))
Form 8-17 Petition to Accord Filing Date to CPA Filed Via Facsimile Where Office has No Record of Receipt of the CPA (37 CFR 1.6(f))
Form 8-18 Request to Consider Correspondence Never Received as Timely Filed In Accordance With Certificate of Mailing/Transmission (37 C.F.R. § 1.8(b))
Form 8-19 Petition to Accord Filing Date to Correspondence Returned Due to “Priority Mail Express” Interruption or Emergency (1.10(g))
Form 8-20 Petition to Accord Filing Date to Correspondence Refused During "Priority Mail Express" Interruption or Emergency (37 C.F. R. § 1.10 (h))

CH 09: MATTERS DURING PROSECUTION OF THE PATENT APPLICATION

Form 9-01 Request for Information Re: Office Action
Form 9-02 Request for Copy of Reference
Form 9-02.1 Letter Notifying of Error In Citation of Reference (M.P.E.P., §§ 707.05(g) and 710.06, 8th Edition)
Form 9-02.2 Letter Notifying of Defect in Official Action (M.P.E.P. §§ 707.05(g) and 710.06, 8th Edition)
Form 9-02.3 Request for Supplementary Action (M.P.E.P. § 710.06, 8th Edition)
Form 9-03 Status Inquiry
Form 9-03.1 Status Inquiry After Receipt of Notice of Allowance
Form 9-04 Terminal Disclaimer to Obviate a Double Patenting Rejection (37 C.F.R. § 1.321 (c))
Form 9-05 Property Rights Statement to DOE and/or NASA (42 U.S.C. §§ 2182 and 2457)--Independent Inventor(s)
Form 9-05.1 Property Rights Statement to DOE and/or NASA (42 U.S.C. §§ 2182 and 2457)--Inventor(s) Employed by an Organization
Form 9-05.2 Added Page for Signature by Third and Subsequent Inventors (Property Rights Statement to DOE and/or NASA)
Form 9-06 Notice of Appeal from the Primary Examiner to the Board of Patent Appeals and Interferences (37 C.F.R. § 41.31)
Form 9-06.1 Transmittal of Appeal Brief (Patent Application--(37 C.F.R. § 41.37))
Form 9-06-2 Appellant's Brief (37 C.F.R. § 41.37)
Form 9-07 Request for Oral Hearing (37 C.F.R. § 41.47)
Form 9-07.2 Request for Rehearing (37 C.F.R. § 41.52)
Form 9-09 Patent Application Fee Determination Record (Can be used instead of Patent Application Fee Determination Record (PTO/SB/06))
Form 9-10 Transmittal of Payment of Issue Fee (37 C.F.R. § 1.311) and Payment of Publication Fee ((37 C.F.R. § 1.211(e))
Form 9-10.1 Request for Corrected Issue Fee Form
Form 9-10.2 Apply Previously Paid Issue Fee in Allowed RCE Application
Form 9-11 Petition to Make Special (37 C.F.R. § 1.102(d))
Form 9-122 Petition to Designate New Ground of Rejection
Form 9-13 Petition to Make Special Because of Applicant's Age (37 CFR 1.102(c)(1))
Form 9-14 Petition to Make Special Because of Applicant's Health (37 CFR 1.102(c)(1))
Form 9-15.1 Petition to Make Special Because Application Involves Safety of Research in the Field of Recombinant DNA (M.P.E.P. §708-02 VII)
Form 9-15.2 Petition to Make Special--Patent Application Relating to Superconductivity (M.P.E.P. § 708.02 IX)
Form 9-15.3 Petition to Make Special Because of Environmental Quality (37 C.F.R. § 1.102( c) and M.P.E.P. § 708.02 V)
Form 9-15.5 Petition to Make Special Based on Express Abandonment of a Copending Application
Form 9-15.6 Petition to Make Special—Patent Application Relating to Countering Terrorism (M.P.E.P. § 708.02 X1)
Form 9-15.7 Petition to Make Special—Application Relates to Biotechnology—Applicant is a Small Entity (M.P.E.P. § 708.02 XII)
Form 9-16 Submission of Proposed Drawing Amendment for Approval by Examiner (37 C.F.R. § 1.123)
Form 9-16.1 Transmittal of Formal Drawings in Response to Notice of Informal Drawings
Form 9-17 Disclaiming Declaration of Co-Author of Publication
Form 9-17.1 Declaration Under 37 C.F.R. § 1.132 that Inventors(s) Named in this Application Conceived or Invented the Subject Matter of this Application Which Is Disclosed in the Cited Publication
Form 9-17.2 Declaration Under 37 C.F.R. § 1.132 That Inventor(s) Named in this Application Conceived or Invented the Subject Matter of this Application Which is Disclosed in the Cited Patent or Published Application
Form 9-17.3 Declaration Disclaiming Invention of Unclaimed Patent Disclosure
Form 9-18 Petition for Suspension of Prosecution Under 37 C.F.R. § 1.103
Form 9-19 Amendment Transmittal
Form 9-20 Amendment or Response After Final Rejection--Transmittal
Form 9-20.1 Amendment or Response After Final Rejection--First Page
Form 9-21 Request and Fee Deleting Incorrectly Named Person(s) Who Are Not Inventor(s) of Invention Now Being Claimed—Nonprovisional Application—(37 C.F.R. § 1.48(b))
Form 9-21-1 Amendment, Request & Fee to Names of Inventors of Invention Originally Disclosed & Now Being Claimed (37 C.F.R. § 1.48(c))--Nonprovisional Application--
Form 9-22 Request and Fee to Delete and/or Add to Original Erroneously Named or Not Named Inventor(s) in Declaration (37 C.F.R. § 1.48(a))
Form 9-23 Assent of Assignee to Correction and/or Addition of Inventor(s)
Form 9-24 Express Abandonment of Application (37 C.F.R. § 1.138) (Can be used instead of Express Abandonment under 37 C.F.R. § 1.138 (PTO/SB/24))
Form 9-24.3 Request for Refund of Search Fee for Application Expressly Abandoned (37 C.F.R. § 1.138(d)
Form 9-25 Statement of Biological Culture Deposit
Form 9-25.1 Statement of Public Availability of Biological Material
Form 9-26 Transmittal of Correction of Improper Incorporation by Reference
Form 9-27 Transmittal of Substitute Specification (37 C.F.R. § 1.125)
Form 9-28 Statement that Substitute Specification Contains No New Matter (37 C.F.R. § 1.125)
Form 9-29 Request for Foreign Patent(s)
Form 9-31 Protest Under 37 C.F.R. § 1.291(a)
Form 9-32 Declaration of Prior Invention in the United States, or in a NAFTA or WTO Member Country, to Overcome Cited Patent or Publication (37 C.F.R. § 1.131)
Form 9-32.1 Statement of Common Ownership of Prior art Citation and Invention to Disqualify Prior Art Under 35 U.S.C. § 103(c)
Form 9-32.2 Statement of Joint Research Agreement to Disqualify Prior Art Under 35 U.S.C. 103(c)
Form 9-32.3 Statement of Joint Research Agreement [Pre-AIA Applications]
Form 9-33 Petition for Withdrawal from Issue--Issue Fee Paid (37 C.F.R. § 1.313(b))
Form 9-33.1 Petition For Withdrawal From Issue--Issue Fee Not Paid (37 C.F.R. § 1.313)
Form 9-33.2 Request that Office Withdraw Application From Issue for Reasons Set Forth in § 1.313(b)—Issue Fee Paid
Form 9-34 Petition for Modification of Secrecy Order for Filing Abroad (37 C.F.R.§ 5.5(c ))
Form 9-35 Information for Withdrawal of Abandonment--PTO Has No Evidence That Mailed Correspondence Received
Form 9-35.1 Petition to Secure Filing Date as of Mailing Date Via Express Mail
Form 9-35.2 Information for Withdrawal of Abandonment--PTO Has No Evidence that Transmitted Correspondence Received
Form 9-36 Information for Withdrawal of Abandonment--PTO Has No Evidence that Faxed Correspondence Received
Form 9-37 Submission of "Sequence Listing," Computer Readable Copy (M.P.E.P. § 608.01(p)) and/or Amendment Pertaining Thereto for Biotechnology Invention Containing Nucleotide and/or Amino Acid Sequence
Form 9-38 Petition to Reset Period for Response Due to Postmark Date Being Later than Mail Date Printed on PTO Action
Form 9-39 Evidence and Statement Accompanying Petition to Reset Period for Response Due to Postmark Date Being Later than Mail Date Printed on PTO Action
Form 9-40 Petition to Reset Period for Response Due to Late Receipt of Action
Form 9-41 Evidence and Statement Accompanying Petition to Reset Period for Response Due to Late Receipt of Action
Form 9-42 Petition To Correct Name of Assignee On Patent Issued or Being Issued
Form 9-42.1 Request for Patent to State/Correct Name of Assignee
Form 9-43 Request for Certificate of Correction of Assignee's Name on Patent--PTO Mistake (35 C.F.R. § 1.322(a))
Form 9-44 Request for Certificate of Correction of Assignee's Name on Patent--Applicant's Mistake (37 C.F.R. § 1.323)
Form 9-45 Petition to Withdraw Holding of Abandonment-Office Action Not Received
Form 9-46 Submission After Final Rejection Under 37 C.F.R.§ 1.129(a)
Form 9-47 Submission of Fees and Request for examination of Additional Invention(s) under 37 C.F.R. § 1.129(b)
Form 9-48 Deletion of Benefit of Earlier Filing Date(s) under 35 U.S.C. §§ 120, 121, or 365(c )
Form 9-50 Request for Information as to Status of an Application
Form 9-51 Petition for Access (M.P.E.P. § 103, 7th ed.)
Form 9-52 Statement Accompanying Amendment to Include Material Incorporated by Reference (M.P.E.P. §608.01(p), 7th ed.)
Form 9-53 Statement Accompanying Amendment Substituting Reference to a U.S. Patent or to an Earlier-Filed Pending U.S. Application for Disclosure (M.P.E.P §608.1(p), 7th ed.)
Form 9-54 Transmittal of: Trade Secret / Proprietary / Protective Order--Material Not Open to the Public, to be Opened Only by Examiner or Other Authorized PTO Employee (M.P.E.P. § 724.02 7th Ed.)
Form 9-55 Petition Under 37 C.F.R. § 1.59(b) to Expunge Accompanying Information Submitted Under M.P.E.P. § 724.02 7th Edition
Form 9-56 Petition Under 37 C.F.R. § 1.59(b) to Expunge Information Unintentionally Submitted in Application (M.P.E.P. § 724.05, II, 7th Ed.)
Form 9-57 Petition Under 37 C.F.R. § 1.59(b) to Expunge Information Unintentionally Submitted in Incorrect Application (M.P.E.P. § 724.05, III, 7th Ed.)
Form 9-58 Petition to Expunge Part of Original Disclosure (M.P.E.P. § 724.05, IV, 7th Ed.)
Form 9-59 Petition for Change in Name of Inventor
Form 9-60 Affidavit in Support of Petition to Change Name of Inventor
Form 9-61 Petition for Correction of Inventor's Name to Signed Version
Form 9-62 Correction of Typographical/Transliteration Error in Spelling of Inventor's Name
Form 9-63 Petition to Change Order of Inventor's Names--Joint Inventors
Form 9-64 Request for Continued Examination (RCE) (37 C.F.R. § 1.114)
Form 9-66 Withdrawal of Appeal—No Board Decision Rendered
Form 9-66.1 Request For Continued Examination (RCE) After Board’s Decision
Form 9-67 Request for Deferral of Examination (37 C.F.R. § 1.103(d))
Form 9-68 Request for Limited Suspension of Action on Making Request for Continued Examination of Application 37 C.F.R. § 1.103(c)
Form 9-69 Declaration to Disqualify Commonly Owned Patent as Prior Art
Form 9-69.1 Statement for Overcoming Rejection Based on Common Ownership Prior Art [Pre-AIA Applications]
Form 9-69.2 Statement for Overcoming Rejection Based on Existence of Joint Research Agreement (Create Act) (37 C.F.R. § 104(c)(5)) [Pre-AIA Applications]
Form 9-70 Application for Patent Term Adjustment—Request for Reconsideration of Patent Term Adjustment (37 C.F.R. § 1.705(b))
Form 9-71 Request for Reconsideration of Patent Term Adjustment Indicated on Patent Issued on Date Other than Projected Date of Issue (97 C.F.R. § 1.705(d))
Form 9-72 Request for Withdrawal from Issue - Issue Fee Not Paid - Request for Continued Examination Under § 1.114 Being Filed (37 C.F.R. 1.313(a))

CH 10: MATTERS AFTER ALLOWANCE AND AFTER PAYMENT OF ISSUE FEE

Form 10-01 Letter Accompanying Amendment after Allowance (37 C.F.R. § 1.312)
Form 10-01.1 Submission After Notice of Allowance No Reduction of Patent Term Adjustment Under 37 C.F.R. § 1.704(c)(10)
Form 10-02 Petition After Payment of Issue Fee For Late Entry of Foreign Priority Claim and/or Priority Papers Under 37 C.F.R. § 1.55(e)
Form 10-02.1 Petition after Payment of Issue Fee for Late Entry of Claim for the Benefit of an Earlier Filing Date under 35 USC 120, 121, 119(e) and/or 365(c)
Form 10-03 Petition for Entry of Late Assignment Papers and for Patent to Issue to Assignee Under 37 C.F.R. § 3.81
Form 10-04 Petition to Defer Issuance of Patent (37 CFR 1.314)
Form 10-05 Request for Simultaneous Issue of Patents
Form 10-06 Request for Acknowledgment of Receipt of Certified Copy(ies)
Form 10-07 Petition Under 37 C.F.R. § 1.313(b) Withdrawal from Issue--Issue Fee Paid
Form 10-08 Response to Examiner’s Reasons for Allowance

CH 11: EXTENSIONS OF TIME AND PETITIONS FOR REVIVAL OF PATENT

Form 11-01 Conditional Petition And Fee For Extension Of Time
Form 11-02 Request to Treat All Replies as Incorporating Petition for Extension (37 C.F.R § 1.136(a)(3))
Form 11-03 11-03 Petition For Revival Of An Application For Patent Abandoned Unintentionally Under 37 C.F.R. 1.137(b)
Form 11-05 Petition to Revive Patent Application--Failure to Pay Issue Fee Unintentionally (37 C.F.R. §§ 1.137(b) and 1.316)
Form 11-06 Petition to Revive Patent Application--Failure to Pay Issue Fee Unavoidable (37 C.F.R. § 1.137(a))
Form 11-07 Petition to Revive Application Abandoned Unintentionally For Failure to File an Appeal Brief

CH 12: APPEAL TO THE PATENT TRIAL AND APPEAL BOARD

Form 12-03 Transmittal of Appeal Brief (Patent Application or Ex Parte Reexamination—37 C.F.R. § 41.37)
Form 12-03.1 Appeal Brief (37 C.F.R. § 41.37)
Form 12-05 Petition Requesting Reconsideration Of Order Denying Oral Hearing
Form 12-06 Request for Rehearing

CH 13: PCT INTERNATIONAL APPLICATION & U.S. NATIONAL PROCESSING

Form 13-02.1 Payment of Designation Fee(s)
Form 13-02.2 Withdrawal of Designation
Form 13-02.3 Confirmation of Designation (37 C.F.R. 1.432( c) ((PCT Rule 4.9( c))
Form 13-02.5 Request for Transmittal of Certified Copy of Priority Application(s) to the International Bureau (37 C.F.R. § 1.451(b))
Form 13-02.6 Request for restoration of the right of priority for international application (37 C.F.R. 1.452)
Form 13-03 Appointment of Representative for International Application
Form 13-03.1 General Appointment of Representative for International Application
Form 13-04 First Page of Letter--United States Designated Office (DO/US)
Form 13-05 Payment of Additional Search Fees under Protest to the International Searching Authority (ISA/US) (37 C.F.R. 1.477)
Form 13-05A Request for Refund of Supplemental Search Fee (37 C.F.R. § 1.477(B))
Form 13-05B (PCT/IB/375) Supplementary Search Request (PCT/IB/375)
Form 13-05.1 Letter for PCT Article 19 Amendment of Claims (PCT Section 205)
Form 13-06 Transmittal Letter to the United States Designated Office (DO/US) -- Entry Into National Stage under Chapter 1
Form 13-08 Completion of Filing Requirements for International Application Entering National Stage in U.S. Designated Office (DO/US) Under 35 U.S.C. § 371
Form 13-09 Request for Refund (37 C.F.R. Section 128(a)) for International Application Entering U.S. National Stage in U.S. Elected Office (EO/US) Under 35 U.S.C. § 371
Form 13-10 Cover Sheet for Assignment (37 C.F.R. 1/331) Accompanying International Application Entering National Stage in U.S. Designated Office (DO/US) Under 35 U.S.C. § 371
Form 13-12 Verified Certification of Express Mailing Date (International Application 37 C.F.R. § 1.10( c))
Form 13-13.1 Request for Waiver of Both the Written Opinion and the International Preliminary Examination Report
Form 13-16 First Page of Letter--International Preliminary Examination Authority (IPES/US)
Form 13-17 Payment of Additional Search Fees Under Protest to the International Preliminary Examination Authority (IPEA/US) (37 C.F.R. § 1.489)
Form 13-18 Transmittal Letter to the United States Elected Office (EO/US) (Entry into U.S. Nation Phase Under Chapter II)
Form 13-19 Completion of Filing Requirements for International Application Entering U.S. National Stage in U.S. Elected Office (EO/US) Under 35 U.S.C. § 371
Form 13-20 Request for Refund (37 C.F.R. § 1.28(a)) for International Application Entering U.S. National Stage in U.S. Elected Office (EO/US) Under 35 U.S.C. § 371
Form 13-20.1 Request for Refund (37 C.F.R. § 1.28(a)) for International Application Entering U.S. National Stage in U.S. Elected Office (EO/US) Under 35 U.S.C. § 371 (similar to form 13-20)
Form 13-21 Cover Sheet for Assignment in the United States Elected Office (EO/US) for International Application Entering National Stage in U.S. Designated Office (DO/US) Under 35 U.S.C. § 371
Form 13-22 First Page of Letter--European Patent Office as International Preliminary Examination Authority
Form 13-23 Assignment of Invention Contained in PCT Application
Form 13-24 Assignment of Invention Contained in PCT Application by Administrator(trix), Executor(trix) or Legal Representative(s)
Form 13-25 Assignment of Invention Contained in PCT Application (Multiple Inventors)
Form 13-28 Submission of English Translation of International Publication Pursuant to 35 U.S.C. § 154(d)(4)
Form 13-29 Request for Refund of Search Fee no International Filing Date Accorded
Form 13-30 Request for Refund of Handling Fee (37 C.F.R. § 1.446(e))
Form 13-41 (PCT/ISA/220) Notification of Transmittal of the International Search Report and the Written Opinion of the International Searching Authority, or the Declaration (PCT/ISA/220)

CH 14: MATTERS AFTER PATENT GRANT--CORRECTION OF PATENT

Form 14-01 Request for Certificate of Correction of Patent for PTO Mistake (37 C.F.R. § 1.322(a)) (Can be used instead of Certificate of Correction (PTO/SB/44))
Form 14-02 Request for Certificate of Correction of Patent for Applicant's Mistake (37 C.F.R. § 1.323) (Can be used instead of Certificate of Correction (PTO/SB/44))
Form 14-04 Letter Calling Attention to Error in Patent
Form 14-05 Terminal Disclaimer (37 C.F.R. § 1.137(a), (c) and 37 C.F.R. § 1.321(a), (b)) (Can be used instead of Disclaimer in Patent (PTO/SB/43))
Form 14-06 Petition for Correction of Inventorship of Patent (37 C.F.R. § 1.324)
Form 14-07 Consent of Assignee to Change of Inventorship in Patent (37 C.F.R. § 1.324(b)(3))
Form 14-08 Petition for Duplicate Letters Patent
Form 14-09 Statement of Non-deceptive Intent by Person Being Added by Petition to Change Inventorship in Patent (37 C.F.R. § 1.324(b)(1))
Form 14-10 Transmittal of Certificate of Correction of Patent for Claim for Priority under 35 U.S.C. 120 or 119(e) to a Prior Nonprovisional Application
Form 14-12 Statement Agreeing to Change of Inventorship in Patent by Correctly Named Inventors (37 C.F.R. § 1.324(b)(2))
Form 14-13 Petition for Correction of Assignee's Name
Form 14-14 Petition for Certificate of Correction to Correct Priority Under 35 U.S.C. 120 to a Prior National Application (Application filed on or after November 29, 2000)
Form 14-15 Petition for Certificate of Correction to Correct Priority Under 35 U.S.C. 120 or 365(c) to a Prior International Application (Application filed on or after November 29, 2000)
Form 14-16 Application for Extension of Patent Term (37 C.F.R. § 1.740)
Form 14-17 Application for Interim Extension of Patent Term (37 C.F.R. § 1.790)
Form 14-18 Subsequent Application for Interim Extension of Patent Term (37 C.F.R. § 1.790(c))
Form 14-19 Conversion of Application for Interim Extension to Application for Extension of Patent Term (37 C.F.R. § 1.790-1.791)

CH 15: APPEALS TO THE CAFC

Form 15-01 Notice of Appeal to the U.S. Court of Appeals for the Federal Circuit
Form 15-01.1 Notice of Appeal to the U.S. Court of Appeals for the Federal Circuit (Inter Partes Reexamination) (37 C.F.R. § 1.983, 1.302)
Form 15-01-2 Notice of Appeal to the U.S. Court of Appeals for the Federal Circuit (Interference) (37 C.F.R. § 1.302)
Form 15-02 Transmittal of Notice of Appeal from U.S. PTO Appeal
Form 15-5 Request For Extension of Time to Initiate Judicial Review (Before Expiration of Time Period) 37 CFR §1.304(a)(3)(i)
Form 15-6 Request For Extension of Time to Initiate Judicial Review (After Expiration of Time Period) 37 CFR §1.304(a)(3)(ii).
Form 15-7 Notice of Election by Adverse Party In Interference to Proceed Under 35 U.S.C. §146 (35 U.S.C. §141; 37 CFR §1.304)

CH 16: ASSIGNMENTS

Form 16-02 Petition to Record Document
Form 16-03 Assignment of Invention--U.S. and Foreign Rights, Application or Patent, by Inventor(s) or by Present Owner (Can be used instead of Assignment of Patent (PTO/SB/41) and Assignment of Application (PTO/SB/15))
Form 16-03.1 Assignment of Invention--U.S. and Foreign Rights, Application or Patent, by Administrator(trix), Executor(trix) or Legal Representative(s). (Can be used instead of Assignment of Patent (PTO/SB/41) and Assignment of Application (PTO/SB/15))
Form 16-03.2 Assignment of Invention--U.S. and Foreign Rights, Application or Patent, by Multiple Inventors (Can be used instead of Assignment of Patent (PTO/SB/41) and Assignment of Application (PTO/SB/15))
Form 16-04 Notarization or Legalization Accompanying Assignment
Form 16-06 Assignment (Document) Cover Sheet (37 C.F.R. § 3.31)
Form 16-07 Resubmission of Assignment (Document) Papers Refused for Recordal (37 C.F.R. § 3.51)
Form 16-08 Correction of Recorded Cover Sheet Error(s) (37 C.F.R. § 3.34)
Form 16-09 Change of Address of Assignee
Form 16-10 Change of Address in Recorded Assignments
Form 16-11 Change of Name of Assignee
Form 16-12 Change of Name in Recorded Assignments
Form 16-13 Request for Assignment Search
Form 16-14 Request for Patent to Issue to Assignee (37 C.F.R. § 3.81(a))
Form 16-15 Petition for Patent to Issue to Assignee (37 C.F.R. 3.81(b))
Form 16-15.1 Request to Correct Missing or Incomplete Assignee Information in Patent (MPEP, §307)
Form 16-16 Statement Under 37 C.F.R. § 3.73(b)--Establishing Right of Assignee to Take Action (Can be used instead of Certificate Under 37 C.F.R. 3.73(b) (PTO/SB/96))
Form 16-17 Authorization of Attorney to Add Filing Particular to Assignment Document
Form 16-18 Designation of Domestic Representative
Form 16-19 Corrective Assignment (Document) Cover Sheet (37 C.F.R. § 3.31)
Form 16-20 Request to Correct Assignment Erroneously Recorded Against Application or Patent. (MPEP, §307)
Form 16-21 Petition for Access/Copies of Assignment Records to Applications Preserved in Confidence (37 CFR 1.12(c))

CH 17: REISSUE

Form 17-01 Reissue Application Transmittal (Can be used instead of Reissue Patent Application Transmittal (PTO/SB/50))
Form 17-01.2 Status of Claims and Support for Claim Changes (37 C.F.R. § 1.173(c))
Form 17-02 Reissue Application by the Inventor, Offer to Surrender (37 C.F.R. § 1.178) (Can be used instead of Reissue Application by the Inventor, Offer to Surrender Patent (PTO/SB/53))
Form 17-03 Reissue Application by Assignee, Offer to Surrender (37 C.F.R. § 1.178) (Can be used instead of Reissue Application by the Assignee, Offer to Surrender Patent (PTO/SB/54))
Form 17-04 Declaration as to Loss of Letters Patent (37 C.F.R. § 1.178)
Form 17-06 Reissue Application Declaration and Power of Attorney (by Inventor(s) or Assignee) (Can be used instead of Reissue Application Declaration by the Inventor (PTO/SB/51) and Reissue Application Declaration by the Assignee (PTO/SB/52))
Form 17-06.1 Added Page to Combined Declaration and Power of Attorney for Reissue Application for Authorization of Attorney(s) to Accept & Follow Instructions from Representative
Form 17-06.4 Reissue Application Supplemental Declaration (by Inventor(s) or Assignee) (Can be used instead of Supplemental Declaration for Reissue Patent Application (37 C.F.R. § 1.175) (PTO/SB/51S))
Form 17-08 Assent by Assignee for Filing of Reissue Application
Form 17-09 Request for Transfer of Drawings From Original Patent to Reissue Application
Form 17-10 Completion of Filing Requirements--Reissue Application
Form 17-11 Petition to Proceed With Reissue Application Without Assignee's Assent
Form 17-12 Statement Why Assignee's Assent Is Unobtainable at This Time
Form 17-13 Request for Return/Transfer of Original Patent Document
Form 17-14 Request for Papers Filed in Reissue Application
Form 17-17 Petition To Not Apply 2-Month Waiting Period For Examination Of A Reissue Involved In Litigation.

CH 18: REEXAMINATION

Form 18-01 Reexamination Request (Can be used instead of Request for Reexamination Transmittal Form (PTO/SB/57))
Form 18-03 Prior Art Citation Under 37 C.F.R. § 1.501 to be Placed in Patent File (Can be used instead of 37 C.F.R. § 1.501 Information Disclosure Citation in a Patent (PTO/SB/42))
Form 18-05 Petition to Review Refusal to Order Reexamination (37 C.F.R. § 1.515(C); 37 C.F.R. § 1.927)
Form 18-05.1 Petition to Vacate an Ultra Vires Reexamination Order
Form 18-06 Notification of Prior or Concurrent Proceedings in an Ex Parte Reexamination (37 C.F.R. § 1.565(A))
Form 18-06-1 Notification of Prior or Concurrent Proceedings in an Inter Partes Reexamination (37 C.F.R. § 1.985)
Form 18-07 Petition for Revival of a Reexamination Proceeding Terminated Unintentionally under 37 C.F.R. § 1.137(b) (37 C.F.R. § 1.550(e)(2); 1.958(b))
Form 18-07-1 Petition for Revival of a Reexamination Proceeding Terminated Unintentionally Under 37 C.F.R. § 1.137(B)
Form 18-08 Petition to Merge Reexamination Proceeding With Another Reexamination Proceeding or Reissue
Form 18-09 Request for Inter Partes Expedited Right of Appeal Notice (37 C.F.R. § 1.953(B))
Form 18-10 Notice of Appeal in Inter Partes Reexamination Proceeding (37 CFR § 41.61)
Form 18-11 Notice of Cross Appeal in Inter Partes Reexamination Proceeding (37 CFR § 41.61)
Form 18-12 Transmittal of Appellant’s Brief in Inter Partes Reexamination Proceeding (37 CFR § 41.67)
Form 18-13 Appellant Brief in Inter Partes Reexamination Proceeding (37 CFR § 41.67)
Form 18-14 Transmittal of Respondent’s Brief in Inter Partes Reexamination Proceeding (37 CFR § 41.68)
Form 18-15 Respondent Brief in Inter Partes Reexamination Proceeding (37 CFR § 41.68)
Form 18-16 Rebuttal Brief in Inter Partes Reexamination Proceeding (37 CFR § 41.71)
Form 18-17 Request for Oral Hearing in Inter Partes Reexamination Proceeding (37 CFR § M 41.73)
Form 18-18 Request for Rehearing in an Inter Partes Reexamination Proceeding (37 CFR § 41.79)
Form 18-19 Waiver of Patent Owner Statement in Ex Parte Reexamination Proceeding
Form 18-20 Request for Extension of Time in Ex Parte Reexamination
Form 18-20.1 Request for Extension of Time in Inter Partes Reexamination 37 C.F.R. § 1.956
Form 18-21 Petition For Entry and Consideration of Information Submitted After NIRC (MPEP §2256, 2656)
Form 18-21.1 Petition For Withdrawal of the Reexamination Proceeding from Publication Process for Entry and Consideration of the Information Submitted by Patent Owner (MPEP §2256, 2656)

CH 19: MISCELLANEOUS FORMS

Form 19-04 Request for Refund (Improper Charge of Deposit Account)
Form 19-04.1 Request for Refund (Improper Charge of Credit Card Account)
Form 19-07 Request for Certified Copy(ies) of Paper(s) in a Pending Patent Application or Patent
Form 19-09 Information Request Regarding Pending Application (37 C.F.R. § 1.14) (Can be used instead of Request for Access of Abandoned Application Under 37 C.F.R. § 1.14(a) (PTO/SB/68))
Form 19-11 Petition by Member of the Public for Access/Copies of Application Preserved in Confidence Pursuant to 37 C.F.R. 1.14(a)
Form 19-11.1 Petition for Access - Special Circumstances (37 C.F.R. § 1.14(j))
Form 19-11.3 (GRB) General Requirements Bulletin (GRB) for Admission to the Examination for Registration to Practice in Patent Cases
Form 19-16 (PTO/SB/413C) Request for First-Action Interview (Pilot Program) (PTO/SB/413C)
Form 19-17 (PTO/SB/422) Certification and Request to Participate in FY 2011 Pilot Program Concerning Public Submission of Peer Reviewed Prior Art (PTO/SB/422)
Form 19-21 Petition for Retroactive License (37 C.F.R. § 5.25)

CH 20: FEES

Form 20-01 Fee Description to Accompany Letter to PTO Containing Deposit Account Order for Statutory Fees (Can be used instead of Deposit Account Order Form (PTO/SB/91))
Form 20-05 Response to Fee Deficiency Under 37 CFR 1.28(c)

CH 21: MAINTENANCE FEES

Form 21-01 Payment of Patent Maintenance Fee (37 C.F.R. § 1.366)
Form 21-03 Express Mail Certificate for Maintenance Fee Payment
Form 21-04 Verified Certification of Mailing Date of Maintenance Fee Payment
Form 21-05 Fee Addressee for Receipt of PTO Notices Relating to Maintenance Fees
Form 21-06 Request for Withdrawal of Attorney as Fee Addressee
Form 21-07 Request as to Status of the Payment of Maintenance Fee Due or Expiration of Patent
Form 21-07.1 Patent Maintenance Status Request
Form 21-08 Review of Decision Refusing to Accept and Record Payment of a Maintenance Fee Filed Prior to Expiration or Patent (37 C.F.R. § 1.377)
Form 21-09.1 Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in Expired Patent (37 C.F.R. § 1.378(c)) (Can be used instead of Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 C.F.R. §1.378(c)) (PTO/SB/66))
Form 21-13 Petition Under 37 C.F.R. § 1.183 That Payment of Maintenance Fee as Shown on Maintenance Fee Reminder Be Accepted and That Holding of Patent Expiration Be Withdrawn
Form 21-14 Statement by Person Who Authorized or Instructed Maintenance Fee and Surcharge Payment and Was Not Aware of Fee Increase

CH 22: LICENSES FOR FOREIGN FILING

Form 22-01 Petition for License for Foreign Filing (U.S. Patent Application Being Filed Concurrently) (37 C.F.R. § 5.14)
Form 22-02 Petition for License for Foreign Filing (New Matter Not Disclosed in U.S. Application(s)) (37 C.F.R. § 5.14(c))
Form 22-03 Petition for License for Foreign Filing (No Corresponding U.S. Patent Application)(37 C.F.R.. § 5.13)
Form 22-04 Petition for Change of Scope of License to 37 C.F.R. § 5.12(a)

CH 23: PROVISIONAL APPLICATIONS

Form 23-01 Cover Sheet for Filing Provisional Application (37 C.F.R. § 1.51(c)(1))
Form 23-02 Completion of Filing Requirements for Provisional Application (37 C.F.R. § 1.53(g))
Form 23-03 Power of Attorney for Provisional Application
Form 23-04 Petition to Convert Nonprovisional Application to Provisional Application(37 C.F.R. § 1.53(c )(2))
Form 23-05 Petition to Add Name(s) of Omitted Inventor(s) to Provisional Application (37 C.F.R. § 1.48(d))
Form 23-06 Statement of Error Without Deceptive Intent on the Part of the Inventor(s) Omitted in Provisional Application (37 C.F.R. § 1.48(d)(1))
Form 23-08 Petition for Revival of Provisional Application Abandoned Unintentionally (37 C.F.R. § 1.137(b))
Form 23-09 Petition Deleting Person(s) Erroneously Named as Inventor(s) in Provisional Application (37 C.F.R. § 1.48(e))
Form 23-10 Request for Conversion of Provisional to Nonprovisional Application (37 C.F.R. § 1.53(c)(3))
Form 23-11 Petition to Establish Prior Receipt in the P.T.O. Of Item(s) Considered as Omitted by the P.T.O.--Response to "Notice of Omitted Items''/"Notice of Incomplete Application''--Provisional Application
Form 23-12 Evidence of Deposit of Item(s) with Application Indicated as Omitted in the "Notice of Omitted Items''/"Notice of Incomplete Application"--Provisional Application
Form 23-13 Petition to Establish That Drawings Not Necessary under 35 USC 113 for a Filing Date -- Response to "Notice of Incomplete Application' '-- Provisional Application
Form 23-14 English Language Translation of Non-English Provisional Application
Form 23-15 Confirmation Of The Filing Of English Translation Of Provisional Application 37 CFR § 1.78(a)(5)

CH 25: PUBLICATION

Form 25-01 Request for Nonpublication of Application Under 35 U.S.C. § 122(b) 37 C.F.R. § 1.213(a) (Can be used instead of PTO/SB/35)
Form 25-02 Rescission of Request for Nonpublication(37 C.F.R. 1.213(b)) (Can be used instead of PTO/SB/36)
Form 25-03 Notice of Filing of Invention in 18-Month Publication Jurisdiction (37 C.F.R. § 1.213(c))
Form 25-04 Request for Publication of Application as Amended During Examination (37 C.F.R. § 1.215(c))
Form 25-06 Request for Publication of Redacted Copy of Application (37 C.F.R. § 1.217)
Form 25-07 Certification that Redacted Copy Eliminates Only Parts of Specification Not Contained in Foreign Filed Application(s) (37 C.F.R. § 1.217(c)(4))
Form 25-08 Submission of Redacted copies of File Wrapper (37 C.F.R. § 1.217(d)(1))
Form 25-09 Redacted Copies of Applicant Submissions and/or Office Correspondence (37 C.F.R. § 1.217(d)(2))
Form 25-10 Request for Early Publication of Application (37 C.F.R. § 1.219(a))
Form 25-11 Request for Republication of Patent Application Publication (37 C.F.R. § 1.221(b))
Form 25-12 Third-Party Submission in Published Application (37 C.F.R. § 1.99)
Form 25-14 Request for Refund of Publication Fee
Form 25-15 Withdrawal of Priority Claims--Change Application Publication Date
Form 25-16 Petition to Revive Application Abandoned for Failure to Notify Office of Foreign Filing (37 C.F.R. § 1.137(f))
Form 25-17 Submission Pursuant to 35 U.S.C. § 154(d)(4) of International Publication/Application Translation (37 C.F.R. § 1.417)
Form 25-18 Submission of Substitute Specification Amended Abstract Amended Drawings Under § 1.215 for Publication of the Application

CH 26: ELECTRONIC BUSINESS CENTER

Form 26-05 (PTO-2042) United States Patent and Trademark Office Certificate Action Form (PTO-2042)

CH 27: INTERFERENCE

Form 27-01 Standard Caption in Interference
Form 27-02 Applicant's Suggestion of Interference (37 CFR § 41.202(a))
Form 27-03 Notification of Lead and Backup Counsel (37 C.F.R. § 41.108)
Form 27-04 Request for File Copies (37 CFR §41.109)
Form 27-05 Notice of Missing or Incomplete Copies (37 CFR §41.109(c))
Form 27-06 Notice of Real Party in Interest (37 CFR 41.8(a)(1))
Form 27-07 Notice of Change in Real Party in Interest (37 CFR §41.8(a)(1))
Form 27-08 Notice of Related Proceedings (37 CFR §41.8(a)(2))
Form 27-09 Notice of Change in Related Proceedings (37 CFR §41.8(a)(2))
Form 27-10 Notice of Confidential Information
Form 27-11 Motion to Add Patent/Application to Proceeding (37 CFR §41.203(d))
Form 27-12 Request for Oral Argument (37 CFR 41.124(a))
Form 27-13 Request for Rehearing on Decision on Motion (37 CFR 41.125(c))
Form 27-14 Request for Rehearing on Judgment (37 CFR 41.127(d))
Form 27-15 Notice of Judicial Review (37 CFR 41.8(b))


CH 28: AIA FORMS

Form 28-34 Petition To Establish Sufficient Proprietary Interest Under 37 CFR 1.46(b)(2)
Form 28-35 Declaration by Inventor(s) in Assignment Under 35 USC 115(e)
Form 28-36 Supplemental Declaration for Correction of ( Inaccuracies) ( Deficiencies) in Original
Form 28-37 Request for Change of Applicant 37 CFR § 1.46(c)
Form 28-38 Correcting or Updating the Name of an Inventor 37 CFR § 1.48(f)
Form 28-39 Correction of Applicant’s Name 37 CFR § 1.46(c)
Form 28-40 Correction of Inventorship in Nonprovisional Patent Application 37 CFR § 1.48(a), (b)
Form 28-41 Request for Correction of Inventorship in Patent, Pursuant to 35 USC 256 (37 CFR § 1.324)
Form 28-42 Assignee Consent for Correction of Inventorship in Patent, Pursuant to 35 USC 256. (37 CFR § 1.324)
Form 28-43 Statement by Inventor in Support of Correction of Inventorship in Patent, Pursuant to 35 USC 256 (37 CFR § 1.324)
Form 28-44 Correction of Inventorship in Cover Sheet of Provisional Application 37 CFR § 1.48(d)
Form 28-45 Correction of Inventorship or Correcting or Updating Inventor Name in Provisional Application Patent Application 37 CFR § 1.48(d)
Form 28-46.1 (PTO/SB/25a) Terminal Disclaimer in a Patent or Proceeding in view of an Application (PTO/SB/25a)
Form 28-47.1 (PTO/SB/26a) Terminal Disclaimer in a Patent or Proceeding in view of Another Patent (PTO/SB/26a)
Form 28-50 Statement of Common Ownership of Prior Art Citation and Invention to Disqualify Prior Art Under 35 U.S.C. 102(b)(2)(C)
Form 28-51 Notification of Joint Research Agreement to Disqualify Prior Art Under 35 U.S.C. 102(c); 104(c)(4)
Form 28-52 Statement of Joint Research Agreement
Form 28-53 Affidavit or Declaration of Attribution (37 CFR §1.130(a))
Form 28-54 Affidavit or Declaration of Prior Public Disclosure (37 CFR §1.130(b))

CH 29: INTER PARTES AND POST-GRANT REVIEW

Form 29-01 Petition to Institute Inter Partes Review (37 CFR §§ 42.100, 42.104)
Form 29-02 Motion to Waive Petition Page Limit in Request for Inter Partes Review (37 C.F.R. § 42.24(a)(2))
Form 29-03 Requester Power Of Attorney For Inter Partes Review And Change Of Correspondence Address
Form 29-04 Patent Owner Power Of Attorney For Inter Partes Review And Change Of Correspondence Address
Form 29-05 Petition to Institute Post-Grant Review (37 CFR §§ 42.200, 42.204)
Form 29-06 Motion to Waive Petition Page Limit in Request for Post-Grant Review (37 C.F.R. § 42.24(a)(2))
Form 29-07 Requester Power Of Attorney For Post-Grant Review And Change Of Correspondence Address
Form 29-08 Patent Owner Power Of Attorney For Post-Grant Review And Change Of Correspondence Address
Form 29-09 Petition to Institute Covered Business Method Patent Review (37 C.F.R. § 42.300, § 42.304)
Form 29-10 Motion for Admission Pro Hac Vice Under 37 C.F.R. § 42.10
Form 29-11 Transmittal Letter For Exhibit Filed Separately (37 C.F.R. § 42.6(e)(4)(ii))
Form 29-12 Motion to Waive Page Limit in Motion, Opposition or Reply (37 CFR 42.24(a))
Form 29-13 Motion to File Supplemental Information Under 37 C.F.R. § 42.123(a), § 42.223(a)
Form 29-14 Motion to File Late Submission of Supplemental Information Under 37 C.F.R. § 42.123(b), § 42.223(b)
Form 29-15 Motion to File Other Supplemental Information Under 37 C.F.R. § 42.123(c), § 42.223(c)
Form 29-16 Motion to Request Joinder Under 37 C.F.R. § 42.122(b) or § 42.222(b)
Form 29-17 Motion to Seal (37 C.F.R. §§ 42.14, 42.54, 42.55)
Form 29-17.1 Default Protective Order
Form 29-18 Waiver of Patent Owner Preliminary Response (37 C.F.R. § 42.107(b), § 42.207(b))
Form 29-19 Motion to Amend (37 C.F.R. § 42.121, § 42.221)
Form 29-20 Motion for Additional Discovery (37 C.F.R. § 42.51(b)(2)(i)) (Inter Partes Review)
Form 29-21 Motion for Additional Discovery (37 C.F.R. § 42.51(b)(2)(i) and § 42.224) (Post-Grant Review)
Form 29-22 Motion to Exclude (37 C.F.R. § 42.64(c))
Form 29-23 Request for Oral Argument (37 C.F.R. § 42.70)
Form 29-24 Motion to Expunge (37 C.F.R. § 42.56)
Form 29-25 Motion to Apply District Court-Type Claim Construction Standard (37 C.F.R. § 42.100(a))


USPTO PATENT AND PCT FORMS

PCT INTERNATIONAL APPLICATION AND U.S. NATIONAL PROCESSING

EPA/EPO/OEB 1037 Acknowledgement of Receipt by the European Patent Office of Subsequently Filed Items Relating to Patent Applications/Patents
PCT Model for General Power of Attorney PCT Rule 90.5
PCT Model of Power of Attorney PCT Rule 90.4
PCT/IB/304 Patent Cooperation Treaty Notification Concerning Submission, Obtention or Transmittal of Priority Document
PCT/IB/313 Notification of Defects in the International Application
PCT/IB/336 Notification of Defects in the Demand (PCT/IB/336)
PCT/IB/372 Notice of Withdrawal
PCT/IB/382 Request for Indication of Availability for Licensing Purposes
PCT/IPEA/401 Demand for International Preliminary Examination - U.S. or EPO
PCT/IPEA/401 Sample Demand Demand for International Preliminary Examination - U.S. or EPO (Sample with Sample Answers Already Completed)
PCT/IPEA/404 Invitation to Correct Defects in the Demand (PCT Rule 60.1)
PCT/IPEA/409 International Preliminary Report on Patentability (Chapter II of the Patent Cooperation Treaty
PCT/RO/101 Request-International Application Under the Patent Cooperation Treaty
PCT/RO/101 Sample Request (Sample with Sample Answers Already Completed)
PCT/RO/103 Invitation to Correct the Purported International Application (PCT Article 11(2)(a) and Rules 20.3, 20.6 and 20.7)
PCT/RO/104 Notification That the Purported International Application Is Not and Will Not Be Treated As an International Application
PCT/RO/106 Invitation to Correct Defects in the International Application
PCT/RO/134 Indications Relating to Deposited Microorganism or Other Biological Material (PCT Rule 13bis)
PCT/RO/144 Notice of Confirmation of Precautionary Designations (PCT Rules 4.9(c) and 15.5)
PCT/RO/158 Notification of Intended Refusal of Request to Restore Right of Priority and/or Invitation to Furnish Declaration or Other Evidence
PCT/RO/159 Notification of Decision on Request to Restore Right of Priority
PCT/RO/198 List of Documents Filed with the International Bureau as Receiving Office
PCT/RO/199 Acknowledgement of Receipt of Documents Filed with the International Bureau as Receiving Office
PTO/SB/13/PCT Request for Filing a Continuation or Division of an International Application
PTO/SB/61/PCT Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unavoidably under 37 CFR 1.137(a)

PATENT APPLICATIONS ON OR AFTER SEPTEMBER 16, 2012

Appeal
PTO/AIA/31 Notice of Appeal From the Examiner to the Patent Trial and Appeal Board PTO/AIA/32 Request for Oral Hearing Before the Patent Trial and Appeal Board PTO/AIA/33 Pre-Appeal Brief Request for Review PTO/AIA/34 Certification and Transmittal of Appeal Forwarding Fee (PTO/AIA/34) PTO/SB/438 Petition to Make Special - Expedited Patent Appeal Pilot
Certificate of Mailing Transmission
PTO/SB/92 Certificate of Mailing or Transmission Under 37 C.F.R. 1.8 PTO/SB/97 Certificate of Transmission Under 37 C.F.R. 1.8 PTO/SB/68 Request for Access to An Application Under 37 CFR 1.14(e) PTO/SB/69 Certification and Authorization to Permit Access to Search Results by the European Patent Office (EPO) PTO/SB/93 Request for Transfer of a Computer Readable Form Under 37 CFR 1.821(e)
Customer Number
PTO/SB/124A Request for Customer Number Data Change PTO/SB/124B Request for Customer Number Data Change-Practitioner Registration Number-Supplemental Sheet PTO/SB/125A Request for Customer Number PTO/SB/125B Request for Customer Number-Practitioner Registration Number-Supplemental Sheet
Design
PTO/SB/27 Request for Expedited Examination of a Design Application (37 CFR 1.155) PTO/SB/29 Continued Prosecution Application (CPA) Request Transmittal (For Design Applications Only)
Express Abandonment
PTO/AIA/24 Express Abandonment Under 37 C.F.R § 1.138 PTO/AIA/24a Petition for Express Abandonment to Avoid Publication PTO/AIA/24b Petition for Express Abandonment to Obtain a Refund
Extended Missing Parts Pilot Program
PTO/AIA/421 Certification and Request for Extended Missing Parts Pilot Program
Fees
PTO/AIA/17p Petition Fee Under 37 C.F.R § 1.17(f), (g) & (h) Transmittal PTO/SB/06 Patent Application Fee Determination Record PTO/SB/07 Multiple Dependent Claim Fee Calculation Sheet (Substitute for Form PTO-1360) (For use with Form PTO/SB/06) PTO/SB/15A Certification of Micro Entity Status (Gross Income Basis) PTO/SB/15B Certification of Micro Entity Status (Institution of Higher Education Basis) PTO/SB/17 Fee Transmittal PTO/SB/17i Processing Fee Under 37 CFR 1.17(i) Transmittal PTO/SB/45 Maintenance Fee Transmittal Form PTO/SB/56 Reissue Application Fee Transmittal Form PTO/SB/91 Deposit Account Order Form PTO-2038 Credit Card Payment Form
Information Disclosure Statement
PTO/AIA/01 Declaration (37 C.F.R § 1.63) For Utility or Design Application Using an Application Data Sheet (37 C.F.R § 1.76) PTO/AIA/02 Substitute Statement In Lieu Of An Oath Or Declaration For Utility Or Design Patent Application (35 U.S.C. 115(d) And 37 C.F.R § 1.64) PTO/AIA/03 Declaration (37 C.F.R § 1.63) For Plant Application Using An Application Data Sheet (37 C.F.R § 1.76) PTO/AIA/04 Substitute Statement In Lieu Of An Oath Or Declaration For Plant Patent Application (35 U.S.C. 115(d) And 37 C.F.R § 1.64) PTO/AIA/05 Reissue Application Declaration By The Inventor PTO/AIA/06 Reissue Application Declaration By The Assignee PTO/AIA/07 Substitute Statement In Lieu Of An Oath Or Declaration For Reissue Patent Application (35 U.S.C. 115(d) And 37 C.F.R § 1.64) PTO/AIA/08 Declaration For Utility Or Design Patent Application (37 C.F.R § 1.63) PTO/AIA/09 Plant Patent Application (35 U.S.C. 161) Declaration (37 C.F.R § 1.162) PTO/AIA/10 Supplemental Sheet For Declaration PTO/AIA/11 Substitute Statement Supplemental Sheet PTO/SB/08A Information Disclosure Statement by Applicant (U.S. and Foreign Patent Documents) PTO/SB/08b Information Disclosure Statement by Applicant PTO/SB/09 Certification and Request for Consideration of an Information Disclosure Statement Filed After Payment of the Issue Fee Under the QPIDS Pilot Program
Miscellaneous Forms
PTO/AIA/67 Power to Inspect/Copy PTO/SB/2048A Complaint Regarding Invention Promoter PTO/SB/68 Request for Access to An Application Under 37 CFR 1.14(e) PTO/SB/69 Certification and Authorization to Permit Access to Search Results by the European Patent Office (EPO) PTO/SB/93 Request for Transfer of a Computer Readable Form Under 37 CFR 1.821(e)
Patent Cooperation Treaty (PCT)
PTO/SB/64PCT Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unintentionally under 37 CFR 1.137(a) PTO-1390 Transmittal Letter to the United States Designated/Elected Office (DO/EO/US)--Concerning a Filing Under 35 U.S.C. 371 (For PCT filing dates on or after March 16, 2013) PTO-1390 (Pre-AIA) Transmittal Letter to the United States Designated/Elected Office (DO/EO/US)--Concerning a Filing Under 35 U.S.C. 371 (For PCT filing dates before March 16, 2013)
Petitions
PTO/AIA/22 Petition for Extension of Time Under 37 C.F.R § 1.136(a) PTO/AIA/83 Request for Withdrawal as Attorney or Agent and Change of Correspondence Address PTO/SB/23 Petition for Extension of Time Under 37 CFR 1.136(b) PTO/SB/436 Certification and Petition to Make Special Under the Glossary Pilot Program PTO/SB/64 Petition for Revival of an Application for Patent Abandoned Unintentionally under 37 C.F.R. § 1.137(a) PTO/SB/64a Petition for Revival of an Application for Patent Abandoned For Failure to Notify the Office of a Foreign or International Filing (37 CFR 1.137(f)) PTO/SB/66 Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(b))
Power of Attorney and Change of Correspondence Address
PTO/AIA/122 Change of Correspondence Address Application PTO/AIA/123 Change of Correspondence Address Patent PTO/AIA/80 Power Of Attorney To Prosecute Applications Before The USPTO PTO/AIA/81 Power Of Attorney To One Or More Of The Joint Inventors And Change Of Correspondence Address PTO/AIA/81A Patent - Power of Attorney or Revocation of Power of Attorney With a New Power of Attorney and Change of Correspondence Address (guidance for form AIA/81) PTO/AIA/81B Reexamination Or Supplemental Examination-Patent Owner Power Of Attorney Or Revocation Of Power Of Attorney With A New Power Of Attorney And Change Of Correspondence Address For Reexamination Or Supplemental Examination And Patent PTO/SB/81C Reexamination Or Supplemental Examination-Third Party Requester Power Of Attorney Or Revocation Of Power Of Attorney With A New Power Of Attorney And Change Of Correspondence Address PTO/AIA/82A Transmittal For Power of Attorney To One Or More Registered Practitioners PTO/AIA/82B Power of Attorney by Applicant
Prioritized Examination
PTO/AIA/424 Certification and Request for Prioritized Examination Under 37 C.F.R § 1.102(e)
Priority Document Exchange
PTO/SB/38 Request to Retrieve Electronic Priority Application(s) PTO/SB/39 Authorization or Rescission of Authorization to Permit Access to Application-As-Filed by Participating Offices
Reexamination
PTO/AIA/53 Reissue Application: Consent of Assignee; Statement of Non-Assignment PTO/SB/57 Request for Ex Parte Reexamination Transmittal Form
Request for Continued Examination (RCE)
PTO/SB/30 Request for Continued Examination (RCE) Transmittal
Statement Under 37 CFR 3.73(c)
PTO/AIA/96 Statement Under 37 C.F.R § 3.73(c)
Supplemental Examination
PTO/SB/59 Request For Supplemental Examination Transmittal Form
Terminal Disclaimer
PTO/AIA/25 Terminal Disclaimer to Obviate a Provisional Double Patenting Rejection Over a Pending "Reference" Application PTO/AIA/26 Terminal Disclaimer to Obviate a Double Patenting Rejection Over a Prior Patent
Third-Party Submissions
PTO/SB/429 Third-Party Submission Under 37 CFR 1.290
Transmittals and Cover Sheets
PTO/AIA/15 Utility Patent Application Transmittal PTO/AIA/18 Design Patent Application Transmittal PTO/AIA/19 Plant Patent Application Transmittal PTO/AIA/50 Reissue Patent Application Transmittal PTO/SB/29 Continued Prosecution Application (CPA) Request Transmittal (For Design Applications Only) PTO-1595 Recordation Form Cover Sheet (Patents Only)
PATENT PROSECUTION HIGHWAY (PPH) PILOT PROGRAM

PTO/SB/10 Request for Participation in the New Route Pilot Program Between the JPO and the USPTO
PTO/SB/20 Request for Patent Prosecution Highway (PPH) Pilot Program Between the JPO and the USPTO
PTO/SB/20AT Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the Austrian Patent Office (APO) and the USPTO
PTO/SB/20AU Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IP Australia (IPAU) and the USPTO
PTO/SB/20CA Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the Canadian Intellectual Property Office (CIPO) and the USPTO
PTO/SB/20DE Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the German Patent and Trademark Office (DPMA) an