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Developing and Implementing Effective Compliance Programs

To work towards building an effective compliance program, the panelists offer a thought-provoking and in-depth look into the world of compliance, the challenges of enforcing a compliance program, and the trends in the wake of the recent financial crisis.
Training Course :OnDemand Recording
$149.00
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In Stock
ISBN: 0006023440038
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Product details

Duration: 73 minutes

To work towards building an effective compliance program, the panelists offer a thought-provoking and in-depth look into the world of compliance, the challenges of enforcing a compliance program, and the trends in the wake of the recent financial crisis. Their discussion begins with the role and significance of a compliance program and then delves further into the necessity of risk assessment, compliance manuals, and training programs in its implementation.

The highlights include discussions on: 

  • Why a compliance program is needed
  • Compliance and its key components 
  • Assessment and mitigation of compliance risks Implementing the compliance manual 
  • Significance of training programs
  • Compliance challenges and issues 
  • Trends in the compliance world
  • Purchase entitles a single end-user to register for a single continuing education class. Each additional user or class requires additional purchase. For subscriptions, bulk or volume purchases, contact your LexisNexis account representative or call 877-394-8826.