Critical Issues in the Sarbanes-Oxley Act: Audit Committee

A thoughtful examination of the role and requirements of the Audit Committee post-Sarbanes-Oxley.
Publisher: Matthew Bender
Print Book :Softbound pamphlet
$78.00
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ISBN: 9781422429778
Publisher: Matthew Bender
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Critical Issues in the Sarbanes-Oxley Act: Audit Committeee provides a thoughtful examination of the role and requirements of the Audit Committee post-Sarbanes-Oxley. What might have started out simply as a supervisor of the issuer's financial functions has morphed into a conduit for employee complaints, a hotline for whistleblowers, and the investigator of all things gone awry. 3 carefully selected appendices provide primary source from the Sarbanes-Oxley Act, the NYSE and NASDAQ Rules with respect to the Audit Committee.

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Table of Contents

Section I: Introduction: The SOX Audit Committee

Section II: Defining the Audit Committee

Section III: Composition of the SOX Audit Committee

Section IV: Responsibilities of the Audit Committee

Section V: Key Considerations for Audit Committee Members

Section VI: Liability

Appendix A: Sarbanes-Oxley Act (Selected Sections)

Appendix B: New York Stock Exchange Requirements (Selected Sections)

Appendix C: NASDAQ Rules (Selected Rules)