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Securities Law Books
Find comprehensive resources on securities law covering trading regulations, compliance, investment practices and more.
8 results
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View DetailsComplying with the Foreign Corrupt Practices Act
Publisher: Matthew BenderComplying with the Foreign Corrupt Practices Act explains, in detail, the measures that must be taken by any corporation with foreign operations and the additional record-keeping requirements for publicly held companies under the United States Foreign Corrupt Practices Act (FCPA).Starting from $ 699.00
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View DetailsDeering's California Desktop Code Series, Business and Commercial Codes
Publisher: Matthew BenderISBN: 9798341723085Combines all relevant materials pertaining to California business-related codes and regulations in one easy-access volume.$ 277.00 -
NewView DetailsInsider Trading: Law, Liability and Compliance
Publisher: Matthew BenderA clear, practical guide to insider trading law, enforcement, and compliance—covering key statutes, Rule 10b5‑1, Section 16, global regimes, and emerging issues.
Starting from $ 375.00
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View DetailsRegulation of Exchange-Traded Funds
Publisher: Matthew BenderWritten by practitioners for practitioners this book provides practical and regulatory advice on the myriad legal, regulatory, and compliance issues that must be dealt with properly when registering and operating ETFs.Starting from $ 1,937.00
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View DetailsSecurities Arbitration Procedure Manual
Publisher: Matthew BenderCelebrated for 36 years, this three volume manual continues to set the standard as the essential and most enduring resource in securities arbitration.
Starting from $ 512.00
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NewView DetailsSecuritization in the U.S.
Publisher: Matthew BenderSecuritization in the U.S. is a practical, introductory treatise explaining the legal and structural foundations of securitization transactions. Designed for legal and financial professionals, it clarifies the securitization process, key participants, and governing law while providing context for major securitized products and emerging market developments.
Starting from $ 575.00
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NewView DetailsShareholder Derivative Lawsuits
Publisher: Matthew BenderShareholder Derivative Lawsuits delivers a clear, practice oriented examination of shareholder derivative litigation, explaining the doctrine, procedure and strategic considerations that shape these actions. With focused discussion of Delaware law, the business judgment rule and core procedural requirements, this treatise helps practitioners understand how derivative suits function within modern corporate governance.
Starting from $ 575.00
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View DetailsWeb3, Blockchain, and Smart Contract Law: U.S. and International Perspectives
Publisher: Matthew BenderWritten by industry leaders, Web3, Blockchain, and Smart Contract Law: U.S. and International Perspectives provides analysis of the novel legal issues and regulatory developments relating to Web3 technology, Blockchain, and smart contracts.Starting from $ 330.00
