Annotated Alberta Securities Legislation, 2025 Edition (2 Volumes)

Annotated Alberta Securities Legislation provides you with the most accurate and current information on the Alberta securities regulatory scheme, including:

• Full text of the Alberta Securities Act and Regulation
• Alberta Securities Commission (ASC) Rules, Forms, Policies, and Notices
• National Instruments and Policy Statements
• Canadian Securities Administrators (CSA) Notices

The 2025 Edition of Annotated Alberta Securities Legislation provides essential information for practitioners dealing with securities laws in Alberta, featuring:

• Extensive case annotations throughout the Alberta Securities Act, prepared by securities law expert L. Daniel Wilson
• Cross-references to related provisions and relevant regulatory instruments to help you conduct accurate research
• Tables of Concordance to help you quickly compare requirements in different jurisdictions
• A Case Table and Topical Index to help you find relevant references quickly and easily

What’s New in the 2025 Edition

• Amendments to NI 14-101 Definitions, in force September 13, 2023
• New CSA Staff Notice 21-333 Crypto Asset Trading Platforms: Terms and Conditions for Trading Value-Referenced Crypto Assets with Clients, issued October 5, 2023
• New CSA/CIRO Staff Notice 23-332 Summary of Comments and Responses to CSA/IIROC Staff Notice 23-329 Short Selling in Canada, issued November 16, 2023
• New CRA/CIRO Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance, issued August 3, 2023
• Amendments to NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions, NI 44-102 Shelf Distributions, and NI 44-103 Post-Receipt Pricing, effective April 16, 2024
• Revised ASC Blanket Order 45-538 Self-Certified Investor Prospectus Exemption, effective April 1, 2024
• Revised CSA Staff Notice 81-334 ESG-Related Investment Fund Disclosure, issued March 7, 2024
• New CSA Multilateral Staff Notice 81-337 Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds, issued March 21, 2024
• Amendments to the Alberta Securities Commission Rules (General), in force October 30, 2023

Annotations by:
L. Daniel Wilson, J.D., LL.M., PhD.

Some annotations provided courtesy of McCarthy Tétrault LLP and originally published in Annotated Ontario Securities Legislation or Annotated British Columbia Securities Legislation.