Compliance Examinations Update for Financial Institutions
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Real-world scenarios reveal compliance pitfalls in Compliance Examinations Update for Financial Institutions. Case studies give you tips for avoiding common violations of federal consumer protection laws and regulations and guidance for correcting potential violations.
The Update is written in a straightforward, user-friendly style that transforms difficult-to-understand compliance regulations into clear and concise explanations. It discusses liabilities, corrective action, civil liabilities, and available cure techniques.
Compliance Examinations Update reports on institutions’ liabilities for noncompliance, makes you aware of the consequences, and specifies what it takes to put the bank back in compliance. It’s unique in that each article is presented as a case study covering an important compliance issue.
Compliance Examinations Update provides you with:
• Clear explanations of the precise requirements of key statutes and regulations and what you have to do to comply with them.
• Practical examples and solutions based on actual cases that pertain to the key statute or regulation in question.
• Explanations of the techniques used by examiners to determine violations, which enables you to discover possible violations before the examiners do.
• References to primary source materials.
Subscribers will receive a downloadable file containing editable forms
Table of Contents
Compliance Management Issues
Chapter 1: Compliance Management Issues
Chapter 2: Truth-in-Lending — General
Chapter 3: Truth-in-Lending — Closed End
Chapter 4: Truth-in-Lending — Open End
Chapter 5: Discrimination — General
Equal Credit Opportunity Act
Chapter 6: Equal Credit Opportunity Act
Residential Real Estate Lending
Chapter 7: Residential Real Estate Lending
Community Reinvestment Act
Chapter 8: Community Reinvestment Act
Chapter 9: Deposit Accounts
Chapter 10: Truth-in-Savings
Home Mortgage Disclosure Act
Chapter 11: Home Mortgage Disclosure Act
Chapter 12: BSA/Anti-Money Laundering
Electronic Fund Transfer
Chapter 13: Electronic Fund Transfer
Chapter 14: Financial Privacy
Electronic Payments and Checks
Chapter 15: Electronic Payments and Checks
Chapter 16: E-Banking
Unfair, Deceptive, or Abusive Acts and Practices (UDAAP)
Chapter 17: Unfair, Deceptive, or Abusive Acts and Practices (UDAAP)
Interest Rate Regulation
Chapter 18: Interest Rate Regulation
Nondeposit Investment Products
Chapter 19: Nondeposit Investment Products
Chapter 20: Bank Management — Lending Limits
Chapter 21: Bank Management — Insider Transaction
Chapter 22: Bank Management — Affiliate Relationships
Chapter 23: Bank Management — Capital Adequacy
Chapter 24: Bank Management — Branching and Interstate Banking
Chapter 25: Bank Management — Bank Investments
Chapter 26: Bank Management — Bank Powers
Chapter 27: Bank Management — Board of Directors
Chapter 28: Bank Management — Safety and Soundness
Chapter 29: Bank Management — Reserve Requirements
Other Laws and Regulations
Chapter 30: Other Laws and Regulations