Securities Arbitration Procedure Manual - LexisNexis Folio

Downloadable version of the former Folio CD. To purchase this product please call 877-394-8826, 8:00AM to 8:00PM (US ET), Monday to Friday.
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$399.00
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ISBN: 9780327162124
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Book Edition: 85

Product description

This downloadable version of the former Folio CD is acknowledged to be the essential reference in the field of securities arbitration. It systematically describes the issues that arise in a dispute, how to evaluate the merits of a case, and how to prepare and present cases to arbitration panels anywhere in the country. In the latest update, David E. Robbins updates his work to reflect the important new issues such as the emergence of stock analyst cases, waivers of the right to arbitrate, proving and defending clearing firm cases, primers on Statements of Claim, Opening Statements and Summations, the NASD's new default procedures and expunging an arbitration from a broker's record.

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Table of contents

Introduction
Chapter 1 Arbitrations Versus Litigation
Chapter 2 The Arbitration Agreement
Chapter 3 A Review of the Law
Chapter 4 Arbitrability of Securities Disputes
Chapter 5 Case Evaluation
Chapter 6 Attorneys, Experts, and Pre-Filing Issues
Chapter 7 Commencing Arbitration
Chapter 8 Responsive Pleadings and Motions
Chapter 9 Discovery at the SROs and the AAA
Chapter 10 Arbitrators at the SROs and the AAA
Chapter 11 Hearing Rules Explained
Chapter 12 Hearing Presentation Techniques
Chapter 13 Deliberation and Award
Chapter 14 Available Relief and Effect of Awards
Chapter 15 Industry Arbitration
Chapter 16 Securities Mediation
Appendices including Internet Discovery Tools
Index