Bank Secrecy Act and Anti-Money Laundering Service

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The Bank Secrecy Act and Anti-Money Laundering Service provides step-by-step guidance to help you stay in compliance. From guidelines on what you need to do to comply, to checklists that help you maintain good internal controls, this single comprehensive service covers it all in detail. It includes examples of typical money laundering schemes, sample BSA and OFAC policies, and sample training materials.

The manual focuses on what your examiners will really be looking for:

•  An effective money laundering detection and deterrence program
•  An independent testing system
•  A good system of internal controls

You'll get the information you need on e-filing the FinCEN forms, BSA compliance exams, customer due diligence guidelines and procedures, high-risk accounts in international banking, and wire transfer requirements.

Subscribers will receive a downloadable file containing editable forms

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Table of Contents

Part I: Bank Secrecy Act

Chapter 1 Overview of the Bank Secrecy Act

Chapter 2 Establishing and Managing a BSA Compliance Program

Chapter 2A Customer Identification Procedures

Chapter 3 Recordkeeping Requirements

Chapter 4 Reporting Currency Transactions

Chapter 4A Reporting Suspicious Activity

Chapter 5 Funds Transfer Recordkeeping Requirements

Part II: Anti-Money Laundering

Chapter 6 Overview of Anti-Money Laundering

Chapter 6A Anti-Money Laundering and the USA PATRIOT Act

Chapter 7 Asset Forfeiture

Chapter 8 Developing and Implementing an Effective Customer Due Diligence Program

Chapter 9 Electronic Money Laundering Schemes

Chapter 10 High Risk Accounts in International Banking

Chapter 11 Office of Foreign Assets Control

Part III: Appendices

Appendix A FAQs on 31 CFR Chapter X

Appendix B Treasury — Specially Designated Nationals and Blocked Persons Master List Published by OFAC

Appendix C Sanctions by Country or Targeted Group

Appendix D SAR Activity Review — October 2012

Appendix E Frequently Asked Questions About Complying with the BSA and OFAC

Appendix F U.S. Money Laundering Threat Assessment

Appendix G OFAC Economic Sanctions Enforcement Guidelines

Appendix H FinCEN Special Due Diligence Programs for Certain Foreign Accounts

Appendix I FinCEN Mortgage Loan Fraud Update