Securities Regulation
Select subscription type
Terms & conditions
Subscribers receive the product(s) listed on the Order Form and any Updates made available during the annual subscription period. Shipping and handling fees are not included in the annual price.
Subscribers are advised of the number of Updates that were made to the particular publication the prior year. The number of Updates may vary due to developments in the law and other publishing issues, but subscribers may use this as a rough estimate of future shipments. Subscribers may call Customer Support at 800-833-9844 for additional information.
Subscribers may cancel this subscription by: calling Customer Support at 800-833-9844; emailing customer.support@lexisnexis.com; or returning the invoice marked "CANCEL".
If subscribers cancel within 30 days after the product is ordered or received and return the product at their expense, then they will receive a full credit of the price for the annual subscription.
If subscribers cancel between 31 and 60 days after the invoice date and return the product at their expense, then they will receive a 5/6th credit of the price for the annual subscription. No credit will be given for cancellations more than 60 days after the invoice date. To receive any credit, subscriber must return all product(s) shipped during the year at their expense within the applicable cancellation period listed above.
Subscribers receive the product(s) listed on the Order Form and any Updates made available during the annual subscription period. Shipping and handling fees are not included in the annual price.
Subscribers are advised of the number of Updates that were made to the particular publication the prior year. The number of Updates may vary due to developments in the law and other publishing issues, but subscribers may use this as a rough estimate of future shipments. Subscribers may call Customer Support at 800-833-9844 for additional information.
Subscribers may cancel this subscription by: calling Customer Support at 800-833-9844; emailing customer.support@lexisnexis.com; or returning the invoice marked 'CANCEL'.
If subscribers cancel within 30 days after the product is ordered or received and return the product at their expense, then they will receive a full credit of the price for the annual subscription.
If subscribers cancel between 31 and 60 days after the invoice date and return the product at their expense, then they will receive a 5/6th credit of the price for the annual subscription. No credit will be given for cancellations more than 60 days after the invoice date. To receive any credit, subscriber must return all product(s) shipped during the year at their expense within the applicable cancellation period listed above.
Product description
View a sample of this title using the ReadNow feature
To purchase a printed version of this title, please visit www.caplaw.com.
This textbook provides a comprehensive and student-friendly source for students to grasp and learn this challenging subject matter. Nearly all of the key areas of securities regulation are covered, including definition of security, exemptions from registration, the Securities Act registration framework, resales of securities, due diligence in the securities offering context, Securities Act liability under Section 11, Section 12, and control person provision, Exchange Act Section lO(b) antifraud liability in private litigation, other remedial provisions that are employed in private litigation, secondary liability such as aiding and abetting, control person, and respondeat superior liability, insider trader, broker-dealer law, mergers and acquisitions, SEC enforcement, and attorney ethical obligations in the securities law setting.
The book utilizes the Problem Method along with explanatory narrative, SEC pronouncements, and case law. It can easily be used in both a general securities regulation course as well as more specialized offerings in this field. Written by the most prolific author of securities law scholarship in this country who is a former SEC enforcement attorney with wide practical experience as a consultant to law firms and as an expert witness in several high-profile cases, the textbook provides a practical, analytical, and insightful approach that makes it particularly attractive for adoption.
epub is protected by Adobe DRM.
eBooks, CDs, downloadable content, and software purchases are noncancelable, nonrefundable and nonreturnable. Click here for more information about LexisNexis eBooks. The eBook versions of this title may feature links to Lexis+® for further legal research options. A valid subscription to Lexis+® is required to access this content.